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HUMANA INC — Director's Dealing 2013
Dec 2, 2013
30145_dirs_2013-12-02_3319208e-b51f-4f37-b548-37cda81cd25c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2013-12-01
Reporting Person: BROUSSARD BRUCE D (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-01 | Humana Common | F | 19210 | $104.25 | Disposed | 44076 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $88.6863 | 2018-12-01 | Humana Common (107534) | 107534 | Direct |
| Options | $72.84 | 2020-02-20 | Humana Common (52003) | 52003 | Direct |
| Restricted Stock Units | $ | Humana Common (17161) | 17161 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
F2: Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in two increments from 12/01/12 to 12/01/13.
F3: Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
F4: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2011 Stock Incentive Plan. 100% of the award is vesting on 02/20/16.