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HUMANA INC Director's Dealing 2013

May 8, 2013

30145_dirs_2013-05-08_eeef7ccc-f337-4d58-829f-6c5a33a6aa5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2013-05-06

Reporting Person: LeClaire Brian P. (SVP & Chief Service & Info Off)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-06 Humana Common M 23706 $45.975 Acquired 28280 Direct
2013-05-06 Humana Common M 5818 $41.83 Acquired 34098 Direct
2013-05-06 Humana Common F 5245 $76.285 Disposed 28853 Direct
2013-05-06 Humana Common S 19000 $76.1171 Disposed 9853 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-06 Options $45.975 M 23706 Disposed 2015-04-01 Humana Common (23706) Direct
2013-05-06 Options $41.83 M 5818 Disposed 2016-02-19 Humana Common (5818) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Humana Common 132 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options $72.84 2020-02-20 Humana Common (6760) 6760 Direct
Restricted Stock Units $ Humana Common (6048) 6048 Direct
Restricted Stock Units $ Humana Common (5475) 5475 Direct
Restricted Stock Units $ Humana Common (6768) 6768 Direct
Restricted Stock Units $ Humana Common (2231) 2231 Direct
Phantom Stock Units $ Humana Common (61) 61 Indirect

Footnotes

F1: Stock units held for the benefit of reporting person as of April 30, 2013 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.

F3: Non-Qualified stock options granted to reporting person on 4/1/08, vesting in three increments from 4/1/11 to 4/1/13.

F4: Non-qualified stock options granted to reporting person on 2/19/09, vesting in three increments from 2/19/10 to 2/19/12.

F5: Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.

F7: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan.

F8: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.

F10: Restricted stock units granted to reporting person on 6/29/11, 100% of the award is vesting on 6/29/14.

F11: Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.

F12: Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.

F13: Phantom Stock Units held for the benefit of reporting person as of April 30, 2013 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan.