AI assistant
HUMANA INC — Director's Dealing 2012
Dec 18, 2012
30145_dirs_2012-12-18_0e46a100-aed8-45c6-bf6b-bc389fc7a2d2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2012-12-14
Reporting Person: HATHCOCK BONNIE C (Sr VP & Chief Human Res. Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-14 | Humana Common | S | 20713 | $66.1577 | Disposed | 3517 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $46.40 | 2017-02-18 | Humana Common (12118) | 12118 | Direct |
| Options | $61.18 | 2018-02-17 | Humana Common (15178) | 15178 | Direct |
| Options | $88.6475 | 2019-02-23 | Humana Common (24374) | 24374 | Direct |
| Restricted Stock Units | $ | Humana Common (5149) | 5149 | Direct | |
| Restricted Stock Units | $ | Humana Common (4738) | 4738 | Direct |
Footnotes
F1: Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
F2: Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13.
F3: Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14.
F4: Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/23/13 to 2/23/15.
F5: Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7: Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
F8: Restricted stock units granted to reporting person on 2/23/12, 100% of the award is vesting on 2/23/15.
F9: Shares sold at prices ranging from $66.0200 to $66.2800.