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HUMANA INC — Director's Dealing 2008
Mar 31, 2008
30145_dirs_2008-03-31_19b779f0-1a9e-495a-9c03-88b824c1c75d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2008-03-28
Reporting Person: JONES DAVID A JR/KY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-28 | Humana Common | P | 10000 | $45.7637 | Acquired | 391217 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 72 | Indirect |
| Humana Common | 1300 | Indirect |
| Humana Common | 1300 | Indirect |
| Humana Common | 300 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $18.7813 | 2009-01-04 | Humana Common (5000) | 5000 | Direct |
| Options | $19.25 | 2009-01-15 | Humana Common (40000) | 40000 | Direct |
| Options | $7.875 | 2010-01-03 | Humana Common (5000) | 5000 | Direct |
| Options | $14.7813 | 2011-01-02 | Humana Common (5000) | 5000 | Direct |
| Options | $11.55 | 2012-01-02 | Humana Common (5000) | 5000 | Direct |
| Options | $10.19 | 2013-01-02 | Humana Common (5000) | 5000 | Direct |
| Options | $23.05 | 2014-01-02 | Humana Common (2500) | 2500 | Direct |
Footnotes
F1: Reporting person indirectly owns 72 shares held by spouse.
F2: Reporting person indirectly owns 1,300 shares held by spouse as custodian for son.
F3: Reporting person indirectly owns 1,300 shares held by spouse as custodian for daughter.
F4: Reporting person indirectly owns 300 shares held in an Individual Retirement Account.
F5: Right to buy pursuant to Humana Inc.'s 1989 Stock Option Plan for Non-Employee Directors.
F6: Right to buy pursuant to Humana Inc.'s 1996 Incentive Stock Option Plan.
F7: Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.