AI assistant
HUMANA INC — Director's Dealing 2007
Nov 28, 2007
30145_dirs_2007-11-28_f72f4948-0793-4458-8f71-1c5031d9f168.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUMANA INC (HUM)
CIK: 0000049071
Period of Report: 2007-11-26
Reporting Person: GOODMAN BRUCE J (Sr VP & Chief Serv. & Info. Of)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-26 | Humana Common | S | 2605 | $73.45 | Disposed | 47715 | Direct |
| 2007-11-27 | Humana Common | S | 2395 | $73.45 | Disposed | 45320 | Direct |
| 2007-11-28 | Humana Common | S | 5000 | $75.10 | Disposed | 40320 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Humana Common | 127 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $32.70 | 2012-02-24 | Humana Common (26666) | 26666 | Direct |
| Options | $53.96 | 2013-02-23 | Humana Common (47655) | 47655 | Direct |
| Options | $62.10 | 2014-02-22 | Humana Common (38062) | 38062 | Direct |
| Phantom Stock Units | $ | Humana Common (6003) | 6003 | Direct |
Footnotes
F1: Stock units held for the benefit of reporting person as of October 31, 2007 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
F2: Right to buy pursuant to the Company's 1996 Stock Incentive Plan for Employees.
F3: Right to buy pursuant to the Company's 2003 Stock Incentive Plan.
F4: Incentive and Non-Qualified stock options granted to reporting person on 2/24/05, NQ options vesting in three increments from 2/24/06 to 2/24/08, and ISO's vesting on 2/24/08.
F5: Incentive and Non-Qualified stock options granted to reporting person on 2/23/06, NQ options vesting in three increments from 2/23/07 to 2/23/09, and ISO's vesting on 2/23/09.
F6: Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
F7: Phantom Stock Units held for the benefit of reporting person as of October 31, 2007 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d).