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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2021
Sep 15, 2021
32980_dirs_2021-09-15_6a17821e-e782-4f9c-977f-537fcbfacaf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2021-09-13
Reporting Person: MONETTA DOMINIC J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | M | 21118 | $1.88 | Acquired | 119979 | Direct |
| 2021-09-13 | Common Stock | F | 12254 | $3.24 | Disposed | 107725 | Direct |
| 2021-09-13 | Common Stock | M | 31610 | $1.09 | Acquired | 139335 | Direct |
| 2021-09-13 | Common Stock | F | 10634 | $3.24 | Disposed | 128701 | Direct |
| 2021-09-13 | Common Stock | M | 42553 | $1.09 | Acquired | 171254 | Direct |
| 2021-09-13 | Common Stock | F | 14316 | $3.24 | Disposed | 156938 | Direct |
| 2021-09-13 | Common Stock | M | 35000 | $0.75 | Acquired | 191938 | Direct |
| 2021-09-13 | Common Stock | F | 8102 | $3.24 | Disposed | 183836 | Direct |
| 2021-09-13 | Common Stock | M | 25000 | $0.75 | Acquired | 208836 | Direct |
| 2021-09-13 | Common Stock | F | 5787 | $3.24 | Disposed | 203049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-13 | Stock Option | $1.88 | M | 21118 | Disposed | 2023-10-29 | Common Stock (21118) | Direct |
| 2021-09-13 | Stock Option | $1.09 | M | 31610 | Disposed | 2021-11-30 | Common Stock (31610) | Direct |
| 2021-09-13 | Stock Option | $1.09 | M | 42553 | Disposed | 2021-11-30 | Common Stock (42553) | Direct |
| 2021-09-13 | Stock Option | $0.75 | M | 35000 | Disposed | 2029-12-19 | Common Stock (35000) | Direct |
| 2021-09-13 | Stock Option | $0.75 | M | 25000 | Disposed | 2029-12-19 | Common Stock (25000) | Direct |
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