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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2020

Sep 16, 2020

32980_dirs_2020-09-16_3a00d9f2-b216-4969-8f0c-03eca5a48e17.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2020-09-14

Reporting Person: Houghton Kathleen (VP - Sales and Marketing)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 0 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $2.17 2021-05-23 Common Stock (6000) Direct
Stock Option $2.31 2021-06-08 Common Stock (30000) Direct
Stock Option $1.09 2021-11-30 Common Stock (125000) Direct
Stock Option $1.25 2022-02-20 Common Stock (20000) Direct
Stock Option $0.75 2029-12-19 Common Stock (120000) Direct

Footnotes

F1: Already fully vested.

F2: One-half vested; remainder vests in two equal installments based on performance criteria after Q3 and Q4 2020.