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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2018

Dec 4, 2018

32980_dirs_2018-12-04_dc2daef6-0979-4fd9-bc9f-0743d92b0549.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2018-11-30

Reporting Person: ZUGIBE KEVIN J (Director, Chairman, CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-30 Stock Option (Right to Buy) $1.09 A 484562 Acquired 2021-11-30 Common Stock (484562) Direct
2018-11-30 Stock Option (Right to Buy) $1.09 A 423600 Acquired 2021-11-30 Common Stock (423600) Direct

Footnotes

F1: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.