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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2017
Aug 22, 2017
32980_dirs_2017-08-22_8682b104-1406-4db2-82d0-ba8047d20071.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2014-08-18
Reporting Person: MANDRACCHIA STEPHEN P (VP Legal & Regulatory)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-05 | Common Stock | G | 100 | — | Disposed | 1621161 | Indirect |
| 2017-08-03 | Common Stock | G | 5000 | — | Disposed | 1616161 | Indirect |
| 2017-08-18 | Common Stock | M | 76855 | $3.23 | Acquired | 1616161 | Indirect |
| 2017-08-18 | Common Stock | M | 28145 | $3.55 | Acquired | 1616161 | Indirect |
| 2017-08-18 | Common Stock | F | 59088 | $8.56 | Disposed | 1557073 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-18 | Stock Option (Right to Buy) | $3.55 | M | 28145 | Disposed | 2017-10-01 | Common Stock (28145) | Direct |
| 2017-08-18 | Stock Option (Right to Buy) | $3.23 | M | 76855 | Disposed | 2017-10-01 | Common Stock (76855) | Direct |
Footnotes
F1: Includes 438,000 shares which may be purchased pursuant to stock options.
F2: Includes 443,000 shares held by Reporting Person and 9,800 shares held by Reporting Person's children.
F3: Includes 361,145 shares which may be purchased pursuant to options
F4: Includes 333,000 shares which may be purchased pursuant to stock options
F5: No shares sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price and taxes due upon exercise of options.
F6: Closing Stock Price on August 18, 2017