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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2017
Nov 20, 2017
32980_dirs_2017-11-20_5076d265-c6b7-4800-b6b6-bac52f5a9d80.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2017-11-17
Reporting Person: COLEMAN BRIAN F (Director, President, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-17 | Common Stock | M | 100300 | $0.85 | Acquired | 821594 | Direct |
| 2017-11-17 | Common Stock | F | 53575 | $5.76 | Disposed | 768019 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 | Stock Option (Right to Buy) | $0.85 | M | 100300 | Disposed | 2017-11-20 | Common Stock (100300) | Direct |
Footnotes
F1: Includes 275,000 shares which may be purchased pursuant to stock options.
F2: No shares were sold on the open market. Pursuant to the provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options.
F3: Closing Stock Price on November 17, 2017.
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