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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2016
Aug 24, 2016
32980_dirs_2016-08-24_323c7a89-54d0-4bd4-8bc0-4f04a6be67f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2016-08-22
Reporting Person: HARKINS CHARLES F (Vice President Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Common Stock | M | 160000 | $3.23 | Acquired | 260000 | Direct |
| 2016-08-22 | Common Stock | M | 125000 | $5.472 | Disposed | 135000 | Direct |
| 2016-08-23 | Common Stock | M | 35000 | $5.7 | Disposed | 100000 | Direct |
| 2016-08-23 | Common Stock | M | 100000 | $3.51 | Acquired | 100000 | Direct |
| 2016-08-22 | Common Stock | M | 80000 | $6.17 | Disposed | 20000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Stock Option (Right to Buy) | $3.23 | M | 160000 | Disposed | 2017-10-01 | Common Stock (160000) | Direct |
| 2016-08-23 | Stock Option (Right to Buy) | $3.51 | M | 100000 | Disposed | 2019-07-18 | Common Stock (100000) | Direct |
Footnotes
F1: Includes 100,000 shares which may be purchased pursuant to stock options
F2: Sales reported reflect average price. Selling price for all shares during the day ranged from $5.47 per share to $5.48 per share.
F3: Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $6.15 per share to $6.18 per share.
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