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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2016

Aug 30, 2016

32980_dirs_2016-08-30_4b2b1b1c-0a18-4c1c-bc08-a22257647beb.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2016-08-22

Reporting Person: HARKINS CHARLES F (Vice President Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-22 Common Stock M 160000 $3.23 Acquired 260000 Direct
2016-08-22 Common Stock M 125000 $5.472 Disposed 135000 Direct
2016-08-23 Common Stock M 35000 $5.7 Disposed 100000 Direct
2016-08-23 Common Stock M 100000 $3.79 Acquired 100000 Direct
2016-08-23 Common Stock M 80000 $6.17 Disposed 20000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-22 Stock Option (Right to Buy) $3.23 M 160000 Disposed 2017-10-01 Common Stock (160000) Direct
2016-08-23 Stock Option (Right to Buy) $3.79 M 100000 Disposed 2019-07-18 Common Stock (100000) Direct

Footnotes

F1: Includes 100,000 shares which may be purchased pursuant to stock options.

F2: Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $5.47 per share to $5.48 per share.

F3: Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $6.15 per share to $6.18 per share.