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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2016

Sep 7, 2016

32980_dirs_2016-09-07_a190e152-3fa9-43df-b385-5b5aab4437dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2016-09-06

Reporting Person: Krishnamurti Nat (VP, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-06 Common Stock A 14000 Acquired 14000 Direct
2016-09-06 Common Stock S 5218 $6.07 Disposed 8782 Direct

Footnotes

F1: The reported transaction represents a 14,000 common share grant pursuant to the employment of the reporting person, such shares set aside and issued under the Company's 2008 Stock Incentive Plan and approved by the Company's Board of Directors

F2: The reported transaction reflects sales made by the reporting person for the purpose of making payment of tax liability resulting from the grant of 14,000 shares of the Company's common stock in connection with the commencement of employment of the reporting person.

F3: Sales reported reflect average selling price. Selling price for all shares sold during the day ranged from $6.051 per share to $6.081 per share.