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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2015
Mar 16, 2015
32980_dirs_2015-03-16_40b88ab6-2b76-4238-aa80-d10fe317eb58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2015-03-12
Reporting Person: COLEMAN BRIAN F (Director, President, Chief Operating Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | S | 35100 | $4.3 | Disposed | 1010150 | Direct |
| 2015-02-13 | Common Stock | S | 14900 | $4.19 | Disposed | 995250 | Direct |
| 2015-03-16 | Common Stock | M | 12500 | $0.83 | Acquired | 982750 | Direct |
| 2015-03-16 | Common Stock | M | 12500 | $2.15 | Acquired | 970250 | Direct |
| 2015-03-16 | Common Stock | M | 12500 | $1.76 | Acquired | 957750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Stock Option (Right to Buy) | $0.83 | M | 12500 | Acquired | 2015-07-08 | Common Stock (12500) | Direct |
| 2015-03-16 | Stock Option (Right to Buy) | $2.15 | M | 12500 | Acquired | 2015-09-30 | Common Stock (12500) | Direct |
| 2015-03-16 | Stock Option (Right to Buy) | $1.76 | M | 12500 | Acquired | 2015-12-29 | Common Stock (12500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.29 to $4.32 per share inclusive. The reporting person undertakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.
F2: Includes 603,100 shares which may be purchased pursuant to stock options.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.15 to $4.29 per share, inclusive.
F4: Includes 590,600 shares which may be purchased pursuant to stock options.
F5: Includes 578,100 shares which may be purchased pursuant to stock options.
F6: Includes 565,600 shares which may be purchased pursuant to stock options.