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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2015
May 8, 2015
32980_dirs_2015-05-08_11bdce1e-ccf6-469a-94e8-3c0ba82ea8e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2015-05-06
Reporting Person: ZUGIBE KEVIN J (Director, Chairman, Chief Executive Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-06 | Common Stock | S | 145300 | $4.55 | Disposed | 4763128 | Direct |
| 2015-05-07 | Common Stock | S | 100000 | $4.08 | Disposed | 4663128 | Direct |
| 2015-05-08 | Common Stock | M | 18750 | $0.83 | Acquired | 4663128 | Direct |
| 2015-05-08 | Common Stock | M | 18750 | $2.15 | Acquired | 4663128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-08 | Stock Option (right to buy) | $0.83 | M | 18750 | Disposed | 2015-07-08 | Common Stock (18750) | Direct |
| 2015-05-08 | Stock Option (right to buy) | $2.15 | M | 18750 | Disposed | 2015-09-30 | Common Stock (18750) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.4004 to $4.6516 per share inclusive. The reporting person undertakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4,
F2: Includes 758,550 shares which may be purchased pursuant to stock options.
F3: Includes 739,800 shares which may be purchased pursuant to stock options.
F4: Includes 721,050 shares which may be purchased pursuant to stock options.