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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2015
Jun 12, 2015
32980_dirs_2015-06-12_5456edae-14c7-4b0e-84f3-76d91e1c4a50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2015-06-11
Reporting Person: MANDRACCHIA STEPHEN P (Vice President Legal & Reg.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-11 | Common Stock | M | 6250 | $0.83 | Acquired | 1034011 | Indirect |
| 2015-06-11 | Common Stock | M | 51250 | $1.76 | Acquired | 1085261 | Indirect |
| 2015-06-11 | Common Stock | M | 20750 | $1.4 | Acquired | 1106011 | Indirect |
| 2015-06-11 | Common Stock | M | 6250 | $2.15 | Acquired | 1112261 | Indirect |
| 2015-06-11 | Common Stock | M | 7400 | $1.02 | Acquired | 1119661 | Indirect |
| 2015-06-11 | Common Stock | M | 0 | — | Acquired | 731000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-11 | Stock Options (Right to Buy) | $0.83 | M | 6250 | Disposed | 2015-07-08 | Common Stock (6250) | Direct |
| 2015-06-11 | Stock Options (Right to Buy) | $1.76 | M | 51250 | Disposed | 2015-12-29 | Common Stock (51250) | Direct |
| 2015-06-11 | Stock Options (Right to Buy) | $1.4 | M | 20750 | Disposed | 2016-03-31 | Common Stock (20750) | Direct |
| 2015-06-11 | Stock Options (Right to Buy) | $2.15 | M | 6250 | Disposed | 2015-09-30 | Common Stock (6250) | Direct |
| 2015-06-11 | Stock Options (Right to Buy) | $1.02 | M | 7400 | Disposed | 2016-10-10 | Common Stock (7400) | Direct |
Footnotes
F1: No transaction was involved - reflects holdings in which the reporting person has a direct ownership interest. Includes 288,000 shares which may be purchased pursuant to stock options. Excludes 1,119,661 shares owned by spouse.
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