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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2015

Jun 12, 2015

32980_dirs_2015-06-12_5456edae-14c7-4b0e-84f3-76d91e1c4a50.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2015-06-11

Reporting Person: MANDRACCHIA STEPHEN P (Vice President Legal & Reg.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-06-11 Common Stock M 6250 $0.83 Acquired 1034011 Indirect
2015-06-11 Common Stock M 51250 $1.76 Acquired 1085261 Indirect
2015-06-11 Common Stock M 20750 $1.4 Acquired 1106011 Indirect
2015-06-11 Common Stock M 6250 $2.15 Acquired 1112261 Indirect
2015-06-11 Common Stock M 7400 $1.02 Acquired 1119661 Indirect
2015-06-11 Common Stock M 0 Acquired 731000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-11 Stock Options (Right to Buy) $0.83 M 6250 Disposed 2015-07-08 Common Stock (6250) Direct
2015-06-11 Stock Options (Right to Buy) $1.76 M 51250 Disposed 2015-12-29 Common Stock (51250) Direct
2015-06-11 Stock Options (Right to Buy) $1.4 M 20750 Disposed 2016-03-31 Common Stock (20750) Direct
2015-06-11 Stock Options (Right to Buy) $2.15 M 6250 Disposed 2015-09-30 Common Stock (6250) Direct
2015-06-11 Stock Options (Right to Buy) $1.02 M 7400 Disposed 2016-10-10 Common Stock (7400) Direct

Footnotes

F1: No transaction was involved - reflects holdings in which the reporting person has a direct ownership interest. Includes 288,000 shares which may be purchased pursuant to stock options. Excludes 1,119,661 shares owned by spouse.