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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
Mar 7, 2013
32980_dirs_2013-03-07_63f3566c-a9b7-4fdb-b349-3a37452deb7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-03-07
Reporting Person: COLEMAN BRIAN F (Director, President, Chief Operating Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-07 | Common Stock | M | 75000 | $1.13 | Acquired | 323400 | Direct |
| 2013-03-07 | Common Stock | M | 18750 | $1.15 | Acquired | 342150 | Direct |
| 2013-03-07 | Common Stock | M | 12500 | $0.83 | Acquired | 354650 | Direct |
| 2013-03-07 | Common Stock | M | 12500 | $0.95 | Acquired | 367150 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-07 | Stock Option (Right to Buy) | $1.13 | M | 75000 | Disposed | 2014-03-05 | Common Stock (75000) | Direct |
| 2013-03-07 | Stock Option (Right to Buy) | $1.15 | M | 18750 | Disposed | 2014-03-31 | Common Stock (18750) | Direct |
| 2013-03-07 | Stock Option (Right to Buy) | $0.83 | M | 12500 | Disposed | 2014-09-17 | Common Stock (12500) | Direct |
| 2013-03-07 | Stock Option (Right to Buy) | $0.95 | M | 12500 | Disposed | 2014-10-01 | Common Stock (12500) | Direct |
Footnotes
F1: Excludes 521,850 shares which may be purchased pursuant to stock options
F2: Excludes 503,100 shares which may be purchased pursuant to stock options.
F3: Excludes 490,600 shares which may be purchased pursuant to stock options.
F4: Excludes 478,100 shares that may be purchased pursuant to stock options.
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