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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
Mar 13, 2013
32980_dirs_2013-03-13_12e6e2bb-a54b-4ee2-962d-92e0bf881d35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-03-13
Reporting Person: MANDRACCHIA STEPHEN P (Vice President Legal & Reg.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock | M | 40000 | $1.13 | Acquired | 1224170 | Indirect |
| 2013-03-13 | Common Stock | M | 9375 | $1.15 | Acquired | 1233545 | Indirect |
| 2013-03-13 | Common Stock | M | 6250 | $0.83 | Acquired | 1239795 | Indirect |
| 2013-03-13 | Common Stock | M | 6250 | $0.95 | Acquired | 1246045 | Indirect |
| 2013-03-13 | Common Stock | M | 443000 | — | Acquired | 443000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Stock Option (Right to Buy) | $1.13 | M | 40000 | Disposed | 2014-03-05 | Common Stock (40000) | Direct |
| 2013-03-13 | Stock Option (Right to Buy) | $1.15 | M | 9375 | Disposed | 2014-03-31 | Common Stock (9375) | Direct |
| 2013-03-13 | Stock Option (Right to Buy) | $0.83 | M | 6250 | Disposed | 2014-09-17 | Common Stock (6250) | Direct |
| 2013-03-13 | Stock Option (Right to Buy) | $0.95 | M | 6250 | Disposed | 2014-10-01 | Common Stock (6250) | Direct |
Footnotes
F1: No transaction was involved - reflects holdings in which the reporting person has direct ownership
F2: Excludes 312,400 shares which may be purchased pursuant to stock options.
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