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HUDSON TECHNOLOGIES INC /NY Director's Dealing 2013

Mar 13, 2013

32980_dirs_2013-03-13_12e6e2bb-a54b-4ee2-962d-92e0bf881d35.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-03-13

Reporting Person: MANDRACCHIA STEPHEN P (Vice President Legal & Reg.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-13 Common Stock M 40000 $1.13 Acquired 1224170 Indirect
2013-03-13 Common Stock M 9375 $1.15 Acquired 1233545 Indirect
2013-03-13 Common Stock M 6250 $0.83 Acquired 1239795 Indirect
2013-03-13 Common Stock M 6250 $0.95 Acquired 1246045 Indirect
2013-03-13 Common Stock M 443000 Acquired 443000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-13 Stock Option (Right to Buy) $1.13 M 40000 Disposed 2014-03-05 Common Stock (40000) Direct
2013-03-13 Stock Option (Right to Buy) $1.15 M 9375 Disposed 2014-03-31 Common Stock (9375) Direct
2013-03-13 Stock Option (Right to Buy) $0.83 M 6250 Disposed 2014-09-17 Common Stock (6250) Direct
2013-03-13 Stock Option (Right to Buy) $0.95 M 6250 Disposed 2014-10-01 Common Stock (6250) Direct

Footnotes

F1: No transaction was involved - reflects holdings in which the reporting person has direct ownership

F2: Excludes 312,400 shares which may be purchased pursuant to stock options.