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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
May 9, 2013
32980_dirs_2013-05-09_ec08bd93-b9c0-41ba-bef6-a6c2eb55db09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-05-07
Reporting Person: HARKINS CHARLES F (VP Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-07 | Common Stock | M | 7900 | $1.02 | Acquired | 7900 | Direct |
| 2013-05-07 | Common Stock | M | 78600 | $0.85 | Acquired | 86500 | Direct |
| 2013-05-07 | Common Stock | M | 9623 | $1.26 | Acquired | 96123 | Direct |
| 2013-05-07 | Common Stock | S | 96123 | $3.6967 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-07 | Stock Option (Right to Buy) | $1.02 | M | 7900 | Disposed | 2016-10-10 | Common Stock (7900) | Direct |
| 2013-05-07 | Stock Option (Right to Buy) | $0.85 | M | 78600 | Disposed | 2017-11-20 | Common Stock (78600) | Direct |
| 2013-05-07 | Stock Option (Right to Buy) | $1.26 | M | 9623 | Disposed | 2019-12-07 | Common Stock (9623) | Direct |
Footnotes
F1: Excludes 234,364 shares that may be purchased pursuant to stock options.
F2: Excludes 155,764 shares that may be purchased pursuant to stock options.
F3: Excludes 146,141 shares that may be purchased pursuant to stock options.
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