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HUDSON TECHNOLOGIES INC /NY — Director's Dealing 2013
Jun 10, 2013
32980_dirs_2013-06-10_266ee0b9-337f-41c1-9788-e54fafcbd2cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUDSON TECHNOLOGIES INC /NY (HDSN)
CIK: 0000925528
Period of Report: 2013-06-07
Reporting Person: BUSCEMI JAMES R (VP Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-07 | Common Stock | M | 6250 | $1.13 | Acquired | 154835 | Direct |
| 2013-06-07 | Common Stock | M | 9375 | $1.15 | Acquired | 164210 | Direct |
| 2013-06-07 | Common Stock | M | 2345 | $0.83 | Acquired | 166555 | Direct |
| 2013-06-07 | Common Stock | M | 6125 | $0.95 | Acquired | 172680 | Direct |
| 2013-06-07 | Common Stock | M | 37750 | $1.02 | Acquired | 210430 | Direct |
| 2013-06-07 | Common Stock | M | 6250 | $0.87 | Acquired | 216680 | Direct |
| 2013-06-07 | Common Stock | M | 6250 | $0.83 | Acquired | 222930 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-07 | Stock Option (Right to Buy) | $1.13 | M | 6250 | Disposed | 2014-03-04 | Common Stock (6250) | Direct |
| 2013-06-07 | Stock Option | $1.15 | M | 9375 | Disposed | 2014-03-31 | Common Stock (9375) | Direct |
| 2013-06-07 | Stock Option (Right to Buy) | $0.83 | M | 2345 | Disposed | 2014-09-07 | Common Stock (2345) | Direct |
| 2013-06-07 | Stock Option (Right to Buy) | $0.95 | M | 6125 | Disposed | 2014-10-01 | Common Stock (6125) | Direct |
| 2013-06-07 | Common Stock (Right to Buy) | $1.02 | M | 31250 | Disposed | 2015-01-03 | Common Stock (31250) | Direct |
| 2013-06-07 | Stock Option (Right to Buy) | $0.87 | M | 6250 | Disposed | 2015-04-01 | Common Stock (6250) | Direct |
| 2013-06-07 | Stock Option (Right to Buy) | $0.83 | M | 6250 | Disposed | 2015-07-08 | Common Stock (6250) | Direct |
| 2013-06-07 | Stock Option (Right to Buy) | $1.02 | M | 6500 | Disposed | 2016-10-10 | Common Stock (6500) | Direct |
Footnotes
F1: Excludes 280,220 shares that may be purchased pursuant to stock options.
F2: Excludes 270,845 shares that may be purchased pursuant to stock options.
F3: Excludes 268,500 shares that may be purchased pursuant to stock options.
F4: Excludes 262,375 shares that may be purchased pursuant to stock options.
F5: Excludes 224,625 shares that may be purchased pursuant to stock options.
F6: Excludes 218,375 shares that may be purchased pursuant to stock options.
F7: Excludes 212,125 shares that may be purchased pursuant to stock options.