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HUBSPOT INC — Director's Dealing 2014
Oct 8, 2014
30177_dirs_2014-10-08_ce282429-d72e-4e91-a4ce-2da69a289ae8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HUBSPOT INC (HUBS)
CIK: 0001404655
Period of Report: 2014-10-08
Reporting Person: Shah Dharmesh (Director, Chief Technology Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23337 | Direct |
| Common Stock | 1916368 | Direct |
| Common Stock | 5000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (152172) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (13114) | Direct | ||
| Stock Option (Right to Buy) | $1.53 | 2020-03-09 | Common Stock (150398) | Direct | |
| Stock Option (Right to Buy) | $16.14 | 2024-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: These shares were issued pursuant to a Restricted Stock Agreement on June 7, 2007 and are fully vested.
F2: These shares were acquired pursuant to a restricted stock unit award under the Company's 2007 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock units vest over four (4) years beginning on January 1, 2014, at a rate of twenty-five percent (25%) after 12 months and in thirty-six (36) equal monthly installments thereafter.
F3: The Series A Preferred Stock is convertible at any time at the option of the holder, and will automatically convert into shares of Common Stock on a 1-for-3 basis upon the closing of the Issuer's initial public offering. The securities have no expiration date.
F4: The Series C Preferred Stock is convertible at any time at the option of the holder, and will automatically convert into shares of Common Stock on a 1-for-3 basis upon the closing of the Issuer's initial public offering. The securities have no expiration date.
F5: This stock option vests over four (4) years beginning on March 9, 2010 at a rate of twenty-five percent (25%) after 12 months, and in thirty-six (36) equal monthly installments thereafter.
F6: This stock option vests over four (4) years beginning on January 1, 2014, at a rate of twenty-five percent (25%) after 12 months, and in thirty-six (36) equal monthly installments thereafter.