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HUBSPOT INC — Director's Dealing 2014
Oct 8, 2014
30177_dirs_2014-10-08_52aa1af7-54ab-41ff-9bea-a5dee5b82a30.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HUBSPOT INC (HUBS)
CIK: 0001404655
Period of Report: 2014-10-08
Reporting Person: Simon Michael K (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5900 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series E Preferred Stock | $ | Common Stock (14838) | Direct | ||
| Stock Option (Right to Buy) | $5.76 | 2022-01-03 | Common Stock (63333) | Direct | |
| Stock Option (Right to Buy) | $16.95 | 2024-06-11 | Common Stock (4151) | Direct |
Footnotes
F1: These shares were acquired pursuant to a restricted stock unit award under the Company's 2007 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. The restricted stock units vest over four (4) years beginning on May 1, 2014, at a rate of twenty-five percent (25%) after 12 months and in thirty-six (36) equal monthly installments thereafter.
F2: The Series E Preferred Stock is convertible at any time at the option of the holder, and will automatically convert into shares of Common Stock on a 1-for-3 basis upon the closing of the Issuer's initial public offering. The securities have no expiration date.
F3: Represents the number of shares of Common Stock issuable upon conversion of the Preferred Stock on the terms specified in footnote 2.
F4: The stock option is fully vested.
F5: This stock option vests over a one-year period beginning on May 1, 2014 and will be fully vested on May 1, 2015.