AI assistant
HUBBELL INC — Director's Dealing 2019
Nov 8, 2019
30249_dirs_2019-11-08_15f7945f-7452-4dba-a343-ac8e6946eb1a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUBBELL INC (HUBB)
CIK: 0000048898
Period of Report: 2019-11-06
Reporting Person: Ruland Rodd Richard (Group President, C&E)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-06 | Common Stock | M | 1266 | $64.48 | Acquired | 14185.86 | Direct |
| 2019-11-06 | Common Stock | F | 738 | $144.04 | Disposed | 13447.86 | Direct |
| 2019-11-06 | Common Stock | M | 4162 | $83.725 | Acquired | 17609.86 | Direct |
| 2019-11-06 | Common Stock | F | 2844 | $144.04 | Disposed | 14765.86 | Direct |
| 2019-11-06 | Common Stock | M | 3971 | $107.865 | Acquired | 18736.86 | Direct |
| 2019-11-06 | Common Stock | F | 3276 | $144.04 | Disposed | 15460.86 | Direct |
| 2019-11-06 | Common Stock | M | 3835 | $106.44 | Acquired | 19295.86 | Direct |
| 2019-11-06 | Common Stock | F | 3228 | $144.04 | Disposed | 16067.86 | Direct |
| 2019-11-06 | Common Stock | M | 3029 | $109.065 | Acquired | 19096.86 | Direct |
| 2019-11-06 | Common Stock | F | 2583 | $144.04 | Disposed | 16513.86 | Direct |
| 2019-11-06 | Common Stock | S | 3594 | $143.959 | Disposed | 12919.86 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-06 | Stock Appreciation Right | $64.48 | M | 1266 | Disposed | 2021-12-05 | Common Stock (1266.0) | Direct |
| 2019-11-06 | Stock Appreciation Right | $83.725 | M | 4162 | Disposed | 2022-12-04 | Common Stock (4162.0) | Direct |
| 2019-11-06 | Stock Appreciation Right | $107.865 | M | 3971 | Disposed | 2023-12-10 | Common Stock (3971.0) | Direct |
| 2019-11-06 | Stock Appreciation Right | $106.44 | M | 3835 | Disposed | 2024-12-02 | Common Stock (3835.0) | Direct |
| 2019-11-06 | Stock Appreciation Right | $109.065 | M | 3029 | Disposed | 2025-07-01 | Common Stock (3029.0) | Direct |
Footnotes
F1: This total includes reinvested dividends that have been paid on the individual's securities.
F2: The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.
F3: The transaction was executed in multiple trades at prices ranging from $143.85 to $144.115. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide, upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F4: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 5, 2012.
F5: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 4, 2013.
F6: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 10, 2014.
F7: The stock appreciation right vested and became exercisable in three equal annual installments beginning on December 2, 2015.
F8: The stock appreciation right vested and became exercisable in three equal annual installments beginning on July 1, 2016.