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HUB24 LIMITED — Major Shareholding Notification 2021
Jan 14, 2021
65077_rns_2021-01-14_1cb12da6-3605-4b33-82cb-85e9f778e45b.pdf
Major Shareholding Notification
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TIGA Trading Pty Ltd ABN 95 118 961 210
Level 39, 55 Collins Street, Melbourne Vic 3000 Telephone +613 9921 7116 Facsimile +613 9921 7100
15 January 2021
BY ASX ONLINE - 5 pages
Manager Company Announcements ASX Limited Level 10 20 Bond Street SYDNEY NSW 2000
Dear Sir/Madam,
Change of interests of substantial holder HUB24 Ltd [ASX:HUB]
Following is a Form 604 Notice of change of interests of substantial holder dated 15 January 2021 in accordance with section 671B of the Corporations Act 2001 .
Yours sincerely,
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AVEE WAISLITZ Secretary
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To: company name/scheme HUB24 LIMITED ACN: 124 891 685
1. Details of substantial holder
Name[TIGA Trading Pty Ltd ] attached Annexure “A” to this notice[and each of the entities listed in the ] ACN (if applicable) 118 961 210 There was a change in the interests of the substantial holder on 11-Jan-21 The previous notice was given to the company on 21-Aug-20 The previous notice was dated 21-Aug-20
2. Previous and present voting power
The total number of shares votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Securities | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting power | Person’s votes | Voting power | |
| Fully Paid Ordinary Shares | 6,112,400 | 9.73% | 5,779,078 | 8.63% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, relevant interests of the substantial holder or an associate in voting securities of the company or scheme since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date of Change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation to **Change ** |
Number and class of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 26-Aug-20 | TIGA Trading Pty Ltd | Market sale | $16.40 per share | 5,784 ordinary shares | 5,784 |
| 02-Sep-20 | TIGA Trading Pty Ltd | Market sale | $16.91 per share | 109,921 ordinary shares | 109,921 |
| 03-Sep-20 | TIGA Trading Pty Ltd | Market sale | $17.29 per share | 40,000 ordinary shares | 40,000 |
| Jasforce Pty Ltd | Market sale | $Nil | 40,000 ordinary shares | 40,000 | |
| 04-Sep-20 | TIGA Trading Pty Ltd | Market sale | $16.97 per share | 47,000 ordinary shares | 47,000 |
| 07-Sep-20 | TIGA Trading Pty Ltd | Market sale | $17.06 per share | 106,220 ordinary shares | 106,220 |
| TIGA Trading Pty Ltd | Market sale | $17.10 per share | 8,538 ordinary shares | 8,538 | |
| 10-Sep-20 | TIGA Trading Pty Ltd | Market sale | $17.18 per share | 29,000 ordinary shares | 29,000 |
| TIGA Trading Pty Ltd | Market sale | $17.50 per share | 29,000 ordinary shares | 29,000 | |
| 11-Sep-20 | TIGA Trading Pty Ltd | Market sale | $17.22 per share | 29,000 ordinary shares | 29,000 |
| 07-Oct-20 | TIGA Trading Pty Ltd | Market sale | $18.76 per share | 27,000 ordinary shares | 27,000 |
| 08-Oct-20 | TIGA Trading Pty Ltd | Market sale | $19.60 per share | 12,250 ordinary shares | 12,250 |
| Jasforce Pty Ltd | Market sale | $Nil | 12,750 ordinary shares | 12,750 | |
| 09-Oct-20 | Jasforce Pty Ltd | Market sale | $Nil | 7,250 ordinary shares | 7,250 |
| 13-Oct-20 | Jasforce Pty Ltd | Market sale | $Nil | 5,000 ordinary shares | 5,000 |
| TIGA Trading Pty Ltd | Market sale | $21.33 per share | 23,000 ordinary shares | 23,000 | |
| 14-Oct-20 | TIGA Trading Pty Ltd | Market sale | $21.99 per share | 11,500 ordinary shares | 11,500 |
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3. Changes in relevant interests (continued)
| Date of Change |
Person whose relevant interest changed |
Nature of change |
Consideration given in relation to **Change ** |
Number and class of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 16-Oct-20 | TIGA Trading Pty Ltd | Market sale | $22.31 per share | 9,427 ordinary shares | 9,427 |
| 5-Nov-20 | TIGA Trading Pty Ltd | Placement | $20.00 per share | 162,537 ordinary shares | 162,537 |
| Thorney Opportunities Ltd |
Placement | $Nil | 125,000 ordinary shares | 125,000 | |
| 30-Nov-20 | TIGA Trading Pty Ltd | Share purchase plan |
$20.00 per share | 1,500 ordinary shares | 1,500 |
| Thorney Holdings Pty Ltd |
$20.00 per share | 1,500 ordinary shares | 1,500 | ||
| Jasforce Pty Ltd | $Nil | 1,500 ordinary shares | 1,500 | ||
| 08-Jan-21 | Thorney Opportunities Ltd |
Market sale | $Nil | 431 ordinary shares | 431 |
| 11-Jan-21 | Thorney Opportunities Ltd |
Market sale | $Nil | 24,004 ordinary shares | 24,004 |
| 14-Jan-21 | Thorney Opportunities Ltd |
Market sale | $Nil | 20,565 ordinary shares | 20,565 |
| 15-Jan-21 | Thorney Opportunities Ltd |
Market sale | $Nil | 27,719 ordinary shares | 27,719 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Number and class of shares |
Person’s votes |
|---|---|---|---|---|---|
| TIGA Trading Pty Ltd |
UBS Nominees Pty Ltd |
TIGA Trading Pty Ltd |
Beneficial Owner | 351,797 ordinary shares |
351,797 |
| Thorney Holdings Proprietary Limited |
HSBC Custody Nominees (Australia) Ltd |
Thorney Holdings Proprietary Limited |
Beneficial Owner | 4,798,500 ordinary shares |
4,798,500 |
| Thorney Investment Group Australia Pty Ltd |
As above | N/A | By virtue of section 608 of the Corporations Act 2001 |
5,150,297 ordinary shares |
5,150,297 |
| Jamahjo Pty Ltd | As above | N/A | 5,150,297 ordinaryshares |
5,150,297 | |
| Thorney Opportunities Ltd |
UBS Nominees Pty Ltd |
Thorney Opportunities Ltd |
Beneficial Owner | 52,281 ordinaryshares |
52,281 |
| Jasforce Pty Ltd | Jasforce Pty Ltd | Jasforce Pty Ltd | Beneficial Owner | 576,500 ordinaryshares |
576,500 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name | Nature of association |
|---|---|
| Thorney Opportunities Ltd ACN 080 167 264 |
Associate under section 12 of the Corporations Act for the purposes of this investment |
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6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| TIGA TradingPtyLtd | Level 39,55 Collins Street,Melbourne 3000 |
| Thorney Holdings Proprietary Limited ACN 075 051 464 |
Level 39, 55 Collins Street, Melbourne 3000 |
| Thorney Investment Group Australia Pty Ltd ACN 117 488 892 |
Level 39, 55 Collins Street, Melbourne 3000 |
| Jamahjo Pty Ltd ACN 117 488 696 |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
| Thorney Opportunities Ltd ACN 080 167 713 |
Level 39, 55 Collins Street, Melbourne 3000 |
| Jasforce Pty Ltd ACN 007 167 713 |
c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
Signature
Print name AVEE WAISLITZ Sign here
Capacity SECRETARY Date: 15 January 2021
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ANNEXURE ‘A’
This is Annexure A referred to in the Form 604 Notice of change of interests of substantial holder signed by me and dated 15 January 2021.
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.........................................
AVEE WAISLITZ Secretary
SUBSTANTIAL HOLDERS - ENTITY DETAILS
| Entity | Address | |
|---|---|---|
| Thorney Investment Group | ||
| Jamahjo Pty Ltd, ACN 117 488 696 | c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
|
| Thistle Custodians PtyLtd,ACN 078 027 193 | Level 39,55 Collins Street,Melbourne 3000 | |
| Thistle Holdings PtyLtd,ACN 075 051 464 | Level 39,55 Collins Street,Melbourne 3000 | |
| ThorneyAlpha PtyLtd,ACN 162 820 537 | Level 39,55 Collins Street,Melbourne 3000 | |
| ThorneyBeta PtyLtd,ACN 162 828 677 | Level 39,55 Collins Street,Melbourne 3000 | |
| ThorneyHoldings ProprietaryLimited,ACN 006 262 835 | Level 39,55 Collins Street,Melbourne 3000 | |
| ThorneyInternational PtyLtd,ACN 132 886 698 | Level 39,55 Collins Street,Melbourne 3000 | |
| Thorney Investment Group Australia Pty Ltd, ACN 117 488 892 |
Level 39, 55 Collins Street, Melbourne 3000 | |
| Thorney Management Services Pty Ltd, ACN 164 880 148 |
Level 39, 55 Collins Street, Melbourne 3000 | |
| ThorneyOmega PtyLtd,ACN 163 964 636 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA PropertyPtyLtd,ACN 117 811 453 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA(Ballarat)PtyLtd,ACN 117 812 030 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA Finance PtyLtd,ACN 118 521 412 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA(Hawthorn)PtyLtd,ACN 126 952 663 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA Tails PtyLtd,ACN 080 534 416 | Level 39,55 Collins Street,Melbourne 3000 | |
| TIGA TradingPtyLtd,ACN 118 961 210 | Level 39,55 Collins Street,Melbourne 3000 | |
| Other associates | ||
| ThorneyOpportunities Ltd,ACN 080 167 264 | Level 39,55 Collins Street,Melbourne 3000 | |
| Jasforce Pty Ltd, ACN 007 167 713 | c/- Wilson Pateras, Ground Floor, 40 River Boulevard, Richmond 3121 |
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