HUB24 LIMITED — Major Shareholding Notification 2021

Feb 1, 2021

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To Company Name/Scheme Easton Investments Limited ACN/ARSN 111 695 357

1. Details of substantial holder (1)

Name HUB24 Limited ACN 124 891 685 ( HUB24 ) and each of the entities listed in Annexure A (each a Group Entity, and together Group Entities ) ACN/ARSN (if applicable) As above or set out in Annexure A

There was a change in the interests of the 1 / 2 / 2021 substantial holder on The previous notice was given to the 07 / 01 / 2021 company on The previous notice was dated 07 / 01 / 2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a

relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

			Previous notice					Present notice	Present notice
	Class of securities (4)	Person’s votes		Voting		power	(5)	Person’s votes	Voting
										(5)
									19.75%
	Fully Paid Ordinary shares	6,744,539		17.93%(basedon37,612,804ordinaryshares on issue)				7,429,390	(basedon37,612,804ordinaryshareson
									issue)

3. Change in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

		Date ofchange	Person whoserelevant interestchanged	Nature ofchange (6)	Considerationgiven in relationto change (7)	Class andnumber ofsecuritiesaffected	Person’svotesaffected
				Change in nature of existing relevant interest
				due to acceptances under the takeover bid
				pursuant to performance of pre-bid
				acceptance agreements by each of:
				Carl Frank Scarcella and Roslyn Elizabeth
				Scarcella as trustees for TCB Superannuation
				Fund;
	27	January 2021	HUB24	Grahame Evans; Grahame David Evans andCatherine Jane Evans as trustees for Evans	$1.20 cash perordinary share	3,411,206 fully paidordinary shares	3,411,206
				Family Superannuation Fund;
				Kevin White and Margaret White as trustees
				for White Family Super Fund; and
				John Gregory Hayes; ACN 098 682 556 Pty
				Ltd ACN 098 682 556; Marsel Holdings Pty
				Ltd ACN 002 005 101 as trustee for Hayes
				Super Fund.

ME_179977629_3

==> picture [511 x 193] intentionally omitted <==

----- Start of picture text ----- Increase in relevant interest due to acquisition 1 February 2021 HUB24 of relevant interests in ordinary shares of $1.20 cash per 684,851 fully paid 684,851Easton as a result of acceptances of the ordinary share ordinary sharesproportional off-market takeover offer----- End of picture text -----

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

	Holder ofrelevantinterest	Registeredholder ofsecurities	Person entitledto be registeredas holder (8)	Nature ofrelevantinterest (6)	Class andnumber ofsecurities	Person’svotes
	HUB24	HUB24	HUB24	Has a relevantinterest by virtue ofsection 608(1)(a) ofthe Corporations Act2001 (Cth) as theregistered holder ofthe shares	3,333,333 fullypaid ordinaryshares	3,333,333
	HUB24	Persons who haveaccepted HUB24'stakeover offer	HUB24, pursuant to the takeover offer	Relevant interestunder section 608(1)and / or section608(8) CorporationsAct pursuant toacceptances of thetakeover offers.The ordinary shareswhich are thesubject ofacceptances of thetakeover offers havenot yet beentransferred into thename of HUB24.	4,096,057 fullypaid ordinaryshares	4,096,057fully paidordinaryshares

ME_179977629_3

5. Associates

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A	N/A
f persons named in this form are as follows:
Name	Address
HUB24 Limited	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Each entity listed in Annexure A	Level 2, 7 Macquarie Pl Sydney, NSW 2000

6. Addresses

The addresses of persons named in this form are as follows:

Signature

print namesign here	Kitrina ShanahancapacitySecretary, HUB24Limited
	date2 February 2021
	DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

ME_179977629_3

ANNEXURE A

This is "Annexure A" of 1 page referred to in Form 604 - Notice of change of interests of substantial holder signed by me and dated 1 February 2021.

Signature: Print Name: Kitrina Shanahan Capacity: Secretary HUB24 Limited ACN 124 891 685 Date: 2 February 2021

Name	Interest Held	Address
HUB24 Custodial Services Limited (formerly ANZIEX Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Share Ownership Trust	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Management Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Administration Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Firstfunds Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUBConnect Pty Ltd (formerly ConnectHUB Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Marketsplus Australia Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Paragem Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Agility Applications Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 International Nominees Pty Ltd (formerly ANZIEX Nominees Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Nominees Pty Ltd (formerly Kardinia Nominees Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
AT Pty Ltd*	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Investorfirst Securities Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Researchfirst Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Captain Starlight Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Findlay & Co Stockbrokers Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HTH Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000

ME_179977629_3