HUB24 LIMITED — Major Shareholding Notification 2021

Jun 6, 2021

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	HUB24 LIMITED
ACN/ARSN	124 891 685
1. Details of substantial holder (1)
Name	ECP Asset Management Pty Ltd (and its associated entities)
ACN/ARSN (If applicable)	158 527 582
There was a change in the Interests of the substantial holder on	04/06/2021
The previous notice was given to the company on	26/03/2021
The previous notice was dated	26/03/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Fully paid ordinary	7,154,548	10.5% -----	6,378,075	9.3% --------

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change ----	Person whose relevant interest changed	----- Nature of change (6)	. Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
	SEE ANNEXURE "A"
		.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securitios	Person's votes
	SEE ANNEXURE "B"
	.

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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

$\sim$ $\sim$ пc ' applicable) AUN/ARSN …ame ⊺ апо $-11.11$ .	association wature.
- -	н.а.
н.а.	——————

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
ECP Asset Management Ptv Ltd	____ Suite 5, Level 3, 343 George St, Sydney NSW 2000 .
EC Pohl & Co Ptv Ltr .	I 12, 2 Corporate Court Bundall QLD 4217 Level

Signature

DIRECTIONS

• $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
• $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001,
• $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
• The voting shares of a company constitute one class unless divided into separate classes. $(4)$
• $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
• $(6)$ Include details of:
• any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a $(a)$ copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or attangement: and
• $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to recalve in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• $(8)$ If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
• $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Hub24 Limited (ACN 124 891 685)

Annexure A

Date of Change	Person whose relevant interest changed	Nature of change		Consideration	Number of Securities	Class
	19/04/2021 Citicorp Nominees Limited	On-market trades - BUY	s	131,913.65		5,410 Ord F/P
	27/04/2021 Citicorp Nominees Limited	On-market trades - SELL	-5	$61.214.43 -$		2,400 Ord F/P
	5/05/2021 Citicorp Nominees Limited	On-market trades - BUY	s	127.222.22		5,091 Ord F/P
	11/05/2021 National Asset Servicing	On-market trades - SELL	-5	$101,949.31 -$		4,600 Ord F/P
	18/05/2021 Citicorp Nominees Limited	On-market trades - SELL	-5	228,495.93 -		$9.861$ Ord F/P
	24/05/2021 Citicorp Nominees Limited	On-market trades - SELL	-5	188,719.29 -		8.234 Ord F/P
	31/05/2021 BNP Paribas Ltd	On-market trades - SELL	-5	10.711.363.74 -	402.174 Ord F/P
	31/05/2021 Citicorp Nominees Limited	On-market trades - SELL	-5	692.102.17	25,986 Ord F/P
	31/05/2021 JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	-5	1,843,768.07 -	69,227 Ord F/P
	31/05/2021 National Asset Servicing	On-market trades - SELL	-5	69.593.74 -	$-2.613$ Ord F/P
	1/06/2021 BNP Paribas Ltd	On-market trades - SELL	-5	$3,404,793.03 -$	127.392 Ord F/P
	1/06/2021 Citicorp Nominees Limited	On-market trades - SELL	-5	219,989.10 -		8.231 Ord F/P
	1/06/2021 JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	-5	586,067.43	21,928 Ord F/P
	1/06/2021 National Asset Servicing	On-market trades - SELL	-5	$22,129.87 -$		828 Ord F/P
	4/06/2021 BNP Paribas Ltd	On-market trades - SELL	-5	$2,210,953,72 -$	80,434 Ord F/P
	4/06/2021 Citicorp Nominees Limited	On-market trades - SELL	-5.	240.346.43 -		8,698 Ord F/P
	4/06/2021 JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	-8.	380,568.58 -		13,845 Ord F/P
	4/06/2021 National Asset Servicing	On-market trades - SELL	-8	$14,376.12 -$		523 Ord F/P

TOTAL -\$ 20,717,295.09 -776,473

This is Annexure "A" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder

The investment portfolios managed by ECP Asset Management Pty Ltd are constructed from high quality growth businesses that we believe are able to generate aboveaverage economic returns over the long term. The allocation of capital between investments is determined by our forecast IRR. Any individual movements should not

Emmanuel Pohl

be construed as an endoresment or criticism for a particular company.

Date: 7-Jun-21

$\bar{\omega}$ .

Annexure B	Holder of Relevant Interest Registered Holder of Securities	Person entitled to be Registered as Holder	Nature of Relevant Interest	Holding Class
ECP Asset Management ECP Asset Management	BNP Paribas Ltd Citicorp Nominees Limited	Citicorp Nominees Limited BNP Partas Ltd	Investment Discretion and Voting Power Investment Discretion and Voting Power	4,230,101 Ordinary Fully Paid
EC Pohl 8 Co	Cilicorp Nominees Limited	Citicorp Nominees Limited	Investment Discretion and Voting Power
ECP Assel Management ECP Asset Management	JP Morgan Chase Nominees Ply Ltd National Asset Servicing	Nominees Phy Ltd National Asset Servicing JP Morgan Chase	Investment Discretion and Voting Power Investment Discretion and Voling Power	88,392 Ordinary Fully Paid 1,385,823 Ordinary Fully Paid 650,871 Ordinary Fully Paid 22,888 Ordinary Fully Paid
				6,378,075
		This is Annexure "B" of 1 page as memboned in form 604 Notice of change of interests of substantial holder
		त्री
		Emmanuel Pohl		07-June-2021 Date: