HUB24 LIMITED — Major Shareholding Notification 2021

Sep 12, 2021

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	HUB24 LIMITED
ACN/ARSN	124 891 685
1. Details of substantial holder (1)
Name	ECP Asset Management Pty Ltd (and its associated entities)
ACN/ARSN (if applicable)	158 527 582
There was a change in the interests of the substantial holder on 09/09/2021
The previous notice was given to the company on	07/06/2021
The previous notice was dated	07/06/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Fully paid ordinary	6,378,075	93%	5,281,108	7.7%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,
since the substantial holder was last required to give

Date of change	Person whose relevant Interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
	SEE ANNEXURE "A"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant Interest (6)	Class and number of securities	Person's votes
	SEE ANNEXURE "B"

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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN $\cdots$ applicable) ŧП	____ ን of association n ra машњ
. ,,,,,	---------------- н.е.

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
ECP Asset Management Pty Ltd	Suite 5, Level 3, 343 George St, Sydney NSW 2000
EC Pohl & Co Pty Ltd	Level 12, 2 Corporate Court Bundall GLD 4217 . . .

Signature

DIRECTIONS

• If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and
  trustee of an equity trust), the names could be included in an anne $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members Is clearly set out in paragraph 6 of the form.
• $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
• $(3)$ See the definition of "relevant Interest" in sections 608 and 671B(7) of the Corporations Act 2001.
• $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
• $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
• Include details of: $(6)$
• $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
• any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of $(b)$ the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
  become entitled to receive in relation to that acquisition. Details m $(7)$ Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• $(b)$ If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown".
• $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Hub24 Limited (ACN 124 891 685)

Annexure A
Date of Change	Person whose relevant interest changed	Nature of change		Consideration	Number of Securities	Class
7/06/2021	BNP Paribas Ltd	On-market trades - SELL	-5	2.652.464.53 -		96,100 Ord F/P
7/06/2021	Citicorp Nominees Limited	On-market trades - SELL	$\mathbf{-5}$	74.842.22 -		2,717 Ord F/P
7/06/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	-3	377.251.67		13.668 Ord F/P
7/06/2021	National Asset Servicing	On-market trades - SELL	-\$	8,445.93		306 Ord F/P
8/06/2021	BNP Paribas Ltd	On-market trades - SELL	-5 -S	842,096.82 -		31,138 Ord F/P
8/06/2021	Citicorp Nominees Limited	On-market trades - SELL		$9.059.75 -$		335 Ord F/P
8/06/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	$-5$ $-5$	119,750.94		4,428 Ord F/P
8/06/2021	National Asset Servicing	On-market trades - SELL		2,677.36 -		99 Ord F/P
9/06/2021	BNP Paribas Ltd	On-market trades - SELL		1.622,792.99 -		80,545 Ord F/P
9/06/2021	Citicorp Nominees Limited	On-market trades - SELL	44444	$17.448.82 -$		651 Ord F/P
9/06/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL		230.801.40		8,611 Ord F/P
9/06/2021	National Asset Servicing	On-market trades - SELL		5,172.99 -		193 Ord F/P
10/06/2021	BNP Paribas Ltd	On-market trades - SELL		2024 447 39 -		76,659 Ord F/P
10/06/2021	Citicorp Nominees Limited	On-market trades - SELL		21,760.58 -		824 Ord F/P
10/06/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	နိုင်္ဘာ နိုင်္ဘာ	287,905.20 -		10,902 Ord F/P
10/06/2021	National Asset Servicing	On-market trades - SELL		$6.443.67 -$		244 Ord F/P
11/06/2021	BNP Paribas Ltd	On-market trades - SELL		1830,915.04 -		70,710 Ord F/P
11/06/2021	Citicorp Nominees Limited	On-market trades - SELL		19,704.80 -		761 Ord F/P
11/06/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	$\mathbf{\bar{s}}$	260.382.99 -		10.056 Ord F/P
11/06/2021	National Asset Servicing	On-market trades - SELL	$-5$ $-5$	$5,825.99 -$		225 Ord F/P
18/06/2021	Citicorp Nominees Limited	On-market trades - SELL		84.982.21 -		3,000 Ord F/P
1/07/2021	Citicorp Nominees Limited	On-market trades - SELL		$33.508.61 -$		1,196 Ord F/P
2/07/2021	Citicorp Nominees Limited	On-market trades - SELL	$-5$ $-5$	30.776.54 -		1,125 Ord F/P
6/07/2021	BNP Paribas Ltd	On-market trades - SELL		698.604.56		25,807 Ord F/P
7/07/2021	BNP Paribas Ltd	On-market trades - SELL On-market trades - SELL	-\$	921.497.39 -		34.617 Ord F/P
7/07/2021	Citicorp Nominees Limited Citicorp Nominees Limited			83,424,54 -		3,129 Ord F/P
9/07/2021		On-market trades - SELL	$\cdot$	20.280.66 -		782 Ord F/P
16/07/2021 19/07/2021	Citicorp Nominees Limited Citicom Nominees Limited	On-market trades - SELL On-market trades - SELL	၂၆ ၂၄ ၂၄	132.432.64 218,204.81		5.075 Ord F/P 8,394 Ord F/P
20/07/2021	Citicorp Nominees Limited	On-market trades - SELL		119, 193.13 -		4,637 Ord F/P
21/07/2021	Citicorp Nominees Limited	On-market trades - SELL		37,606,76		1,516 Ord F/P
23/07/2021	BNP Paribas Ltd	On-market trades - SELL	$\cdot$ 5	1,067,266.67		42,957 Ord F/P
23/07/2021	Citicorp Nominees Limited	On-market trades - BUY		295,456.74		11,892 Ord F/P
23/07/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY	S 5 5	721,871.47		29,055 Ord F/P
23/07/2021	National Asset Servicing	On-market trades - BUY		49.938.45		2,010 Ord F/P
4/08/2021	Citicorp Nominees Limited	On-market trades - SELL		416 813.76 -		16,992 Ord F/P
4/08/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - BUY	-S S S	384,777.58		15,686 Ord F/P
4/08/2021	National Asset Servicing	On-market trades - BUY		32,036.18		1,306 Ord F/P
17/08/2021	Citicorp Nominees Limited	On-market trades - SELL		36,414.33		1,484 Ord F/P
18/08/2021	Citicorp Nominees Limited	On-market trades - SELL		5.511.97 -		226 Ord F/P
24/08/2021	Citicorp Nominees Limited	On-market trades - SELL		13,631.27		524 Ord F/P
26/08/2021	Citicorp Nominees Limited	On-market trades - SELL	***	416,558.21		13,770 Ord F/P
27/08/2021	Citicorp Nominees Limited	On-market trades - SELL		57 795.65		1,889 Ord F/P
3/09/2021	Citicorp Nominees Limited	On-market trades - SELL		59,550,44		2,000 Ord F/P
6/09/2021	BNP Paribas Ltd	On-market trades - SELL		6,653,039,97 -	218,499 Ord F/P
6/09/2021	Citicorp Nominees Limited	On-market trades - SELL		242.677.21		7.970 Ord F/P
6/09/2021 $\epsilon$	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL	$-5 - 5$	1,500,518.58 -		49,280 Ord F/P
6/09/2021	National Asset Servicing	On-market trades - SELL		50,484.16 -		1,658 Ord F/P
7/09/2021	BNP Paribas Ltd	On-market trades - SELL		7,601,733,00 -	254,089 Ord F/P
7/09/2021	Citicorp Nominees Limited	On-market trades - SELL	$-5$ $-5$	277.276.32 -		9,268 Ord F/P
7/09/2021	JP Morgan Chase Nominees Pty Ltd	On-market trades - SELL		1714,517.81 -		57,308 Ord F/P
7/09/2021	National Asset Servicing	On-market trades - SELL		57,681.13 -		1,928 Ord F/P
8/09/2021	Citicorp Nominees Limited	On-market trades - BUY	\$	41,171,46		1,376 Ord F/P

TOTAL -\$ 31,446,921.53 -1,096,967

The investment portfolios managed by ECP Asset Management Pty Ltd are constructed from high quality growth businesses that we believe are
able to generate above-average economic returns over the long term. The allocation o IRR. Any individual movements should not be construed as an endoresment or criticism for a particular company,

This la Annexure "A" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder

ŋ ₽b ່ວ ຍ

Emmanuel Pohl

Date: 13-Sep-21

Annexure B

	Holder of Relevant Interest Registered Holder of Securities	Person entitled to be Registered Nature of Relevant Interest		Holding Class
ECP Asset Management ECP Asset Management EC Pohl & Co ECP Asset Management ECP Asset Management	BNP Paribas Ltd Citicoro Nominees Limited Citicorp Nominees Limited JP Morgan Chase Nominees Pty Ltd National Asset Servicing	as Holder BNP Paribas Ltd Citicorp Nominees Limited Citicorp Nominees Limited JP Morgan Chase Nominees Pty Ltd National Asset Servicing	Investment Discretion and Voling Power Investment Discretion and Voting Power Investment Discretion and Voting Power Investment Discretion and Voting Power Investment Discretion and Voting Power	3,318,980 Ordinary Fully Paid 83,449 Ordinary Fully Paid 1,315,769 Ordinary Fully Paid 541,359 Ordinary Fully Paid 21,551 Ordinary Fully Paid

5,281,108

$13 - 09 - 21; 09:58$ $\zeta$ .

This is Annexure "B" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder

Emmanuel Pohl

13-September-2021 Date:

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