HUB24 LIMITED — Major Shareholding Notification 2020

Feb 12, 2020

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme HUB24 LIMITED ACN/ARSN ACN 124 891 685

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713

The holder ceased to be a substantial holder on 10-Feb-2020 The previous notice was given to the company on 12-Feb-2020 The previous notice was dated 12-Feb-2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration given in relation to change(5)	Class (6) and number of securities affected	Person's votes affected
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	57,672.96 AUD	-5,424 Common Stock	-5,424
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	73,254.86 AUD	-6,864 Common Stock	-6,864
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	96.30 AUD	-9 Common Stock	-9
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	7,554.38 AUD	-709 Common Stock	-709
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	10.60 AUD	-1 Common Stock	-1
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	4,011.31 AUD	-375 Common Stock	-375
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	772.54 AUD	-72 Common Stock	-72
7-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	74.19 AUD	-7 Common Stock	-7
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	8,833.79 AUD	807 Common Stock	807
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	4,953.27 AUD	440 Common Stock	440
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	3,587.19 AUD	328 Common Stock	328
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	13,942.79 AUD	1,275 Common Stock	1,275

1

7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	2,233.05 AUD	204 Common Stock	204
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	47,770.82 AUD	4,331 Common Stock	4,331
7-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	36,440.52 AUD	3,280 Common Stock	3,280
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	96,692.12 AUD	-8,704 Common Stock	-8,704
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	24,064.30 AUD	-2,249 Common Stock	-2,249
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	269.52 AUD	-24 Common Stock	-24
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	7,103.37 AUD	-632 Common Stock	-632
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	1,729.42 AUD	-154 Common Stock	-154
10-Feb-20	Credit Suisse Equities (Australia) Limited	Disposed on market	587.42 AUD	-53 Common Stock	-53
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	15,722.31 AUD	1,439 Common Stock	1,439
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	5,127.15 AUD	469 Common Stock	469
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	479.16 AUD	44 Common Stock	44
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	49,579.13 AUD	4,514 Common Stock	4,514
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	16,678.23 AUD	1,525 Common Stock	1,525
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	7,656.61 AUD	700 Common Stock	700
10-Feb-20	Credit Suisse Equities (Australia) Limited	Acquired on market	34,445.35 AUD	3,149 Common Stock	3,149
7-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-2,539 Common Stock	-2,539
7-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-34,000 Common Stock	-34,000
7-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	128,000 Common Stock	128,000
7-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	109,000 Common Stock	109,000
7-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-134,000 Common Stock	-134,000
7-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	19,000 Common Stock	19,000

2

7-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	115,000 Common Stock	115,000
7-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	19,000 Common Stock	19,000
10-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-128,000 Common Stock	-128,000
10-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-109,000 Common Stock	-109,000
10-Feb-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure A of Notice	-2,539 Common Stock	-2,539
10-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	19,000 Common Stock	19,000
10-Feb-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure A of Notice	60,000 Common Stock	60,000
7-Feb-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure A of Notice	-50,000 Common Stock	-50,000
10-Feb-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure A of Notice	-5,000 Common Stock	-5,000
10-Feb-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure A of Notice	-225,000 Common Stock	-225,000
10-Feb-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure A of Notice	-48,500 Common Stock	-48,500

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

in relation to voting interests in the company or	scheme are as follows:
Name and ACN/ARSN(if applicable)	Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007 053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (Europe) Limited (ARBN 099554131)	One Cabot Square,London,E14 4QJ
Credit Suisse AG, Dublin Branch	Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
Credit Suisse Funds AG	Uetlibergstrasse 231, Zurich, 8070 Switzerland

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Signature

print name sign here	Winston Loke capacity Authorised Signatory
	date 13-Feb-2020

==> picture [70 x 30] intentionally omitted <==

4

Annexure "A"

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature print name sign here	Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory
	date 13-Feb-2020

==> picture [70 x 30] intentionally omitted <==

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Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Tasman
	Market LS Equity Fund
Transfer date	10-Feb-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

6

Prescribed information

Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Atlantic
	Absolute Return Fund
Transfer date	10-Feb-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Regal
	Investment Fund
Transfer date	7-Feb-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

8

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Regal
	AUS Small Companies Fund
Transfer date	10-Feb-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

9

Prescribed information
Schedule
Type of agreement	Overseas Securities Borrowing Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited and
	The Northern Trust Company
Transfer date	10-Feb-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Borrower must use best endeavours to vote in
	accordance with the Lender’s instructions until
	completion of the corporate action.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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