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HUB24 LIMITED — Major Shareholding Notification 2020
Mar 23, 2020
65077_rns_2020-03-23_a9f40e50-9777-497d-a8a7-6902f63c4276.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme HUB24 LIMITED
ACN/ARSN
124 891 685
1. Details of substantial holder (1)
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on 19 March 2020 The previous notice was given to the company on 20 March 2020 18 March 2020
The previous notice was dated
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| N/A | N/A |
SIGNATURE
Print Name: Andrew Costley Capacity: Authorised signatory Sign Here: Date: 23 March 2020 Print Name: Joanne Chan Capacity: Authorised signatory Sign Here: Date: 23 March 2020
Contact details for this notice:
--------------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707
| HUB- Appendix A | HUB- Appendix A | HUB- Appendix A | HUB- Appendix A | HUB- Appendix A | HUB- Appendix A |
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of Change |
Consideration given in relation to change |
Number of securities |
Class |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock borrowed | N/A | 270,000 | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (150,000) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (10,000) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (120,000) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (4,651) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (295,349) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (145,117) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Stock returned | N/A | (50,000) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 111 | (17) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 111 | (17) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 17,937 | (2,757) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 26,473 | (4,069) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 50,213 | (7,718) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 67,967 | (10,447) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 27,253 | (4,189) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Buy | 221 | 34 | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 2,027 | (313) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 2,391 | (344) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Buy | 26,460 | 4,000 | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 2,104 | (307) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Buy | 302,228 | 46,736 | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 186,626 | (28,513) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 41,908 | (6,515) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Buy | 348,501 | 53,092 | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 15,718 | (2,421) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 279,232 | (42,140) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 84,873 | (12,897) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 96,030 | (14,924) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 1,333 | (208) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 13,100 | (2,004) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 43,680 | (6,436) | Ordinary |
| 19-Mar-20 | UBS Securities Australia Ltd | Sell | 117,549 | (17,989) | Ordinary |
| 19-Mar-20 | UBS AG, Australia Branch | Stock received | N/A | 32,908 | Ordinary |