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HUB24 LIMITED Major Shareholding Notification 2020

Mar 23, 2020

65077_rns_2020-03-23_a9f40e50-9777-497d-a8a7-6902f63c4276.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme HUB24 LIMITED

ACN/ARSN

124 891 685

1. Details of substantial holder (1)

Name

UBS Group AG and its related bodies corporate

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on 19 March 2020 The previous notice was given to the company on 20 March 2020 18 March 2020

The previous notice was dated

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change
(4)
Consideration
given in
relation to
change (5)
Class (6) and
Number of
securities affected
Person’s
votes
affected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory Sign Here: Date: 23 March 2020 Print Name: Joanne Chan Capacity: Authorised signatory Sign Here: Date: 23 March 2020

Contact details for this notice:

--------------------------------------------------------------Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707


HUB- Appendix A HUB- Appendix A HUB- Appendix A HUB- Appendix A HUB- Appendix A HUB- Appendix A
Date of
change
Person whose relevant interest
changed

Nature of Change
Consideration given
in relation to change

Number of
securities
Class
19-Mar-20 UBS Securities Australia Ltd Stock borrowed N/A 270,000 Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (150,000) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (10,000) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (120,000) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (4,651) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (295,349) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (145,117) Ordinary
19-Mar-20 UBS Securities Australia Ltd Stock returned N/A (50,000) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 111 (17) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 111 (17) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 17,937 (2,757) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 26,473 (4,069) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 50,213 (7,718) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 67,967 (10,447) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 27,253 (4,189) Ordinary
19-Mar-20 UBS Securities Australia Ltd Buy 221 34 Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 2,027 (313) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 2,391 (344) Ordinary
19-Mar-20 UBS Securities Australia Ltd Buy 26,460 4,000 Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 2,104 (307) Ordinary
19-Mar-20 UBS Securities Australia Ltd Buy 302,228 46,736 Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 186,626 (28,513) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 41,908 (6,515) Ordinary
19-Mar-20 UBS Securities Australia Ltd Buy 348,501 53,092 Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 15,718 (2,421) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 279,232 (42,140) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 84,873 (12,897) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 96,030 (14,924) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 1,333 (208) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 13,100 (2,004) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 43,680 (6,436) Ordinary
19-Mar-20 UBS Securities Australia Ltd Sell 117,549 (17,989) Ordinary
19-Mar-20 UBS AG, Australia Branch Stock received N/A 32,908 Ordinary