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HUB24 LIMITED Major Shareholding Notification 2020

Mar 31, 2020

65077_rns_2020-03-31_94c2cf95-9526-4ceb-bc21-e61b08ba057b.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme HUB24 LIMITED ACN/ARSN ACN 124 891 685

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 27-Mar-2020 The previous notice was given to the company on 23-Mar-2020 The previous notice was dated 23-Mar-2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities(4) Previous Notice Present Notice
Person's votes Voting power (5) Person's votes Voting power (5)
Common Stock 5,296,430 8.43% 4,650,342 7.40%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number of
securities affected
Person's
votes affected
See Annexure
"A"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
See Annexure "B"

1

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
See Annexure "C"

Signature

print name Winston Loke capacity Authorised Signatory sign here date 1-Apr-2020

==> picture [76 x 33] intentionally omitted <==

2

Annexure "A"

3. Changes in relevant interests

Date of change Person whose
relevant interest
changed
Nature of change
(6)
Consideration given
in relation to
change(7)
Class and number
of securities
affected
Person's votes
affected
25-Mar-20 Credit Suisse
Funds AG
Acquired on market 74,596.0 AUD 10,970 Common
Stock
10,970
27-Mar-20 Credit Suisse
International
Acquired on market 44,363.81 AUD 6,553 Common
Stock
6,553
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 37,375.36 AUD 5,575 Common
Stock
5,575
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 3,025.05 AUD 469 Common Stock 469
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 412,217.16 AUD 62,887 Common
Stock
62,887
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 6.45 AUD 1 Common Stock 1
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 47,968.92 AUD 7,013 Common
Stock
7,013
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 85,907.80 AUD 12,904 Common
Stock
12,904
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 901.19 AUD 137 Common Stock 137
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 6.50 AUD 1 Common Stock 1
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 15,880.0 AUD 2,400 Common
Stock
2,400
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 29,646.77 AUD 4,604 Common
Stock
4,604
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 162.35 AUD 25 Common Stock 25
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 12,168.97 AUD 1,861 Common
Stock
1,861
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 74,225.94 AUD -10,447 Common
Stock
-10,447
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 3,732.30 AUD -522 Common
Stock
-522
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 156,131.50 AUD -22,395 Common
Stock
-22,395
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 54,011.10 AUD -7,554 Common
Stock
-7,554
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 14,466.15 AUD -2,051 Common
Stock
-2,051
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 68,807.18 AUD -10,324 Common
Stock
-10,324

3

19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 3,668.26 AUD -520 Common
Stock
-520
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 62,405.08 AUD -9,263 Common
Stock
-9,263
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 106,582.17 AUD -15,506 Common
Stock
-15,506
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 30,571.44 AUD -4,532 Common
Stock
-4,532
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 54,934.01 AUD -8,126 Common
Stock
-8,126
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 164,564.40 AUD -23,016 Common
Stock
-23,016
19-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 84,804.69 AUD -12,350 Common
Stock
-12,350
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 182,160.32 AUD 24,299 Common
Stock
24,299
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 6,240.61 AUD 869 Common Stock 869
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 17,567.48 AUD 2,350 Common
Stock
2,350
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 239.88 AUD 33 Common Stock 33
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 129,345.52 AUD 18,210 Common
Stock
18,210
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 58.23 AUD 8 Common Stock 8
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 7,420.80 AUD 945 Common Stock 945
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 33,020.12 AUD 4,554 Common
Stock
4,554
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 77,018.93 AUD -12,130 Common
Stock
-12,130
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 20,247.62 AUD -3,000 Common
Stock
-3,000
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 100,909.51 AUD -15,658 Common
Stock
-15,658
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 97,509.37 AUD -15,071 Common
Stock
-15,071
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 149,107.04 AUD -23,191 Common
Stock
-23,191
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 52,903.82 AUD -8,231 Common
Stock
-8,231
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 9,156.65 AUD -1,425 Common
Stock
-1,425
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 4,050.22 AUD -626 Common
Stock
-626
20-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 59,970.94 AUD -9,165 Common
Stock
-9,165

4

23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 11,605.91 AUD 1,801 Common
Stock
1,801
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 4,996.53 AUD 779 Common Stock 779
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 32,654.45 AUD 5,316 Common
Stock
5,316
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 1,485.18 AUD 223 Common Stock 223
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 296,942.05 AUD 46,580 Common
Stock
46,580
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 61,548.73 AUD 8,023 Common
Stock
8,023
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 5,898.20 AUD -863 Common
Stock
-863
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 29,594.35 AUD -4,527 Common
Stock
-4,527
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 162,317.38 AUD -24,717 Common
Stock
-24,717
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 13,465.0 AUD -2,000 Common
Stock
-2,000
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 11,746.71 AUD -1,715 Common
Stock
-1,715
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 23,226.88 AUD -3,396 Common
Stock
-3,396
23-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 504,229.57 AUD -77,677 Common
Stock
-77,677
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 284,757.17 AUD 42,145 Common
Stock
42,145
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 46,876.40 AUD 6,993 Common
Stock
6,993
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 66,130.23 AUD 9,978 Common
Stock
9,978
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 1,561.36 AUD 232 Common Stock 232
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 29,186.14 AUD 4,265 Common
Stock
4,265
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 4,199.52 AUD 624 Common Stock 624
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 905.65 AUD 136 Common Stock 136
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 20,112.33 AUD -2,750 Common
Stock
-2,750
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 34,237.83 AUD -4,495 Common
Stock
-4,495
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 14,515.31 AUD -1,864 Common
Stock
-1,864
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 96,233.69 AUD -13,051 Common
Stock
-13,051

5

24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 60,094.48 AUD -7,668 Common
Stock
-7,668
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 87,833.05 AUD -11,226 Common
Stock
-11,226
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 9,965.51 AUD -1,346 Common
Stock
-1,346
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 57,196.45 AUD -7,346 Common
Stock
-7,346
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 73,255.78 AUD -9,847 Common
Stock
-9,847
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 1,454.69 AUD -189 Common
Stock
-189
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 651,428.94 AUD -82,879 Common
Stock
-82,879
24-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 657,161.86 AUD -87,289 Common
Stock
-87,289
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 31,664.11 AUD 4,772 Common
Stock
4,772
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 235,416.30 AUD 34,351 Common
Stock
34,351
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 5,651.88 AUD 817 Common Stock 817
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 20,071.09 AUD 3,001 Common
Stock
3,001
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 32,551.56 AUD 4,839 Common
Stock
4,839
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 8,241.49 AUD 1,229 Common
Stock
1,229
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 8,234.80 AUD 1,211 Common
Stock
1,211
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 14.44 AUD 2 Common Stock 2
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 115,261.65 AUD -17,780 Common
Stock
-17,780
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 11,843.72 AUD -1,801 Common
Stock
-1,801
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 54,611.28 AUD -6,948 Common
Stock
-6,948
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 5,128.76 AUD -759 Common
Stock
-759
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 66.90 AUD -10 Common Stock -10
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 75,870.52 AUD -11,521 Common
Stock
-11,521
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 20,223.04 AUD -2,988 Common
Stock
-2,988
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 21,437.33 AUD -3,349 Common
Stock
-3,349

6

25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 70,483.50 AUD -10,336 Common
Stock
-10,336
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 12,346.83 AUD -1,908 Common
Stock
-1,908
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 526,235.52 AUD -81,734 Common
Stock
-81,734
25-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 20,252.94 AUD -2,974 Common
Stock
-2,974
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 36,310.41 AUD 5,167 Common
Stock
5,167
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 115,790.90 AUD 16,611 Common
Stock
16,611
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 60,384.0 AUD 8,880 Common
Stock
8,880
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 19,834.68 AUD 2,787 Common
Stock
2,787
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 11,337.50 AUD 1,611 Common
Stock
1,611
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 689,409.60 AUD 98,539 Common
Stock
98,539
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 39,024.48 AUD 5,496 Common
Stock
5,496
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 10,067.56 AUD 1,412 Common
Stock
1,412
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 33,626.35 AUD 4,716 Common
Stock
4,716
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 10,573.08 AUD -1,591 Common
Stock
-1,591
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 15,255.71 AUD -2,263 Common
Stock
-2,263
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 38,346.63 AUD -5,703 Common
Stock
-5,703
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 22,916.59 AUD -3,295 Common
Stock
-3,295
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 54,203.42 AUD -8,054 Common
Stock
-8,054
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 4,274.46 AUD -594 Common
Stock
-594
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 17,889.43 AUD -2,676 Common
Stock
-2,676
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 638.55 AUD -93 Common Stock -93
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 41,713.36 AUD -6,264 Common
Stock
-6,264
26-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 834.47 AUD -122 Common
Stock
-122
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 4,086.18 AUD 589 Common Stock 589

7

27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 22,418.54 AUD 3,293 Common
Stock
3,293
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 14,048.0 AUD 2,000 Common
Stock
2,000
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 35,797.79 AUD 5,167 Common
Stock
5,167
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 20,015.40 AUD 2,942 Common
Stock
2,942
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 865.34 AUD 125 Common Stock 125
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 372,014.29 AUD 52,574 Common
Stock
52,574
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 69,497.32 AUD 9,891 Common
Stock
9,891
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Acquired on market 17,859.26 AUD 2,638 Common
Stock
2,638
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 13,084.64 AUD -1,930 Common
Stock
-1,930
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 42,306.90 AUD -6,252 Common
Stock
-6,252
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 6,971.31 AUD -1,034 Common
Stock
-1,034
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 11,088.69 AUD -1,647 Common
Stock
-1,647
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 1,838.20 AUD -280 Common
Stock
-280
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 14,917.41 AUD -2,228 Common
Stock
-2,228
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 26,262.67 AUD -3,911 Common
Stock
-3,911
27-Mar-20 Credit Suisse
Equities (Australia)
Limited
Disposed on market 4,398.96 AUD -654 Common
Stock
-654
24-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-30,000 Common
Stock
-30,000
24-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-16,310 Common
Stock
-16,310
25-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-46,310 Common
Stock
-46,310
26-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-25,035 Common
Stock
-25,035
27-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-48,216 Common
Stock
-48,216
27-Mar-20 Credit Suisse AG,
Dublin branch
Stock returned
under Master prime
brokerage
agreement
Refer to Annexure
D of Notice
-21,345 Common
Stock
-21,345

8

19-Mar-20 Credit Suisse
Securities (USA)
LLC
Stock returned
under OSLA
Refer to Annexure
D of Notice
-184,800 Common
Stock
-184,800
19-Mar-20 Credit Suisse
Securities (USA)
LLC
Stock returned
under OSLA
Refer to Annexure
D of Notice
-49,600 Common
Stock
-49,600
19-Mar-20 Credit Suisse
Securities (Europe)
Limited
Stock returned
under OSLA
Refer to Annexure
D of Notice
-7,060 Common
Stock
-7,060
19-Mar-20 Credit Suisse
Securities (Europe)
Limited
Stock returned
under OSLA
Refer to Annexure
D of Notice
-10,000 Common
Stock
-10,000
26-Mar-20 Credit Suisse
Securities (Europe)
Limited
Stock returned
under OSLA
Refer to Annexure
D of Notice
-25,188 Common
Stock
-25,188

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
1-Apr-2020

==> picture [76 x 33] intentionally omitted <==

9

Annexure "B"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to
be registered as
holder(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
Credit Suisse
Equities (Australia)
Limited (ACN 068
232 708)
CS Fourth
Nominees Pty
Limited (ACN 069
126 432)
Credit Suisse
Equities (Australia)
Limited
Voting rights and
right to dispose
941,300 Common
Stock
941,300
Credit Suisse
Equities (Australia)
Limited (ACN 068
232 708)
CS Fourth
Nominees Pty
Limited (ACN 069
126 432)
Credit Suisse
Equities (Australia)
Limited
Holder of securities
subject to an
obligation to return
under a securities
lendingagreement
2,122,907 Common
Stock
2,122,907
Credit Suisse
Securities (Europe)
Limited (ARBN
099554131)
CS Third Nominees
Pty Limited (ACN
007 053 849)
Credit Suisse
Securities (Europe)
Limited
Voting rights and
right to dispose
3787 Common
Stock
3787
Credit Suisse
Securities (Europe)
Limited (ARBN
099554131)
CS Third Nominees
Pty Limited (ACN
007 053 849)
Credit Suisse
Securities (Europe)
Limited
Holder of securities
subject to an
obligation to return
under a securities
lendingagreement
499,981 Common
Stock
499,981
Credit Suisse AG,
Dublin Branch
CS Third Nominees
Pty Limited (ACN
007 053 849)
Credit Suisse AG,
Dublin Branch
Holder of securities
subject to an
obligation to return
under a securities
lendingagreement
1,010,508 Common
Stock
1,010,508
Credit Suisse Funds
AG
HSBC Custody
Nominees
(Australia) Limited
(ACN 003 094 568
Credit Suisse Funds
AG
Voting rights and
right to dispose
65,306 Common
Stock
65,306
Credit Suisse
International (ARBN
062787106)
HSBC Custody
Nominees
(Australia) Limited
Credit Suisse
International
Voting rights and
right to dispose
6,553 Common
Stock
6,553

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
1-Apr-2020

==> picture [76 x 32] intentionally omitted <==

10

Annexure "C"

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited (ACN 008
496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN 068
232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007 053 849) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069
126 432)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Funds AG Uetibergstrasse 231,Zurich,8045 Switzerland
Credit Suisse Securities (Europe) Limited (ARBN
099554131)
One Cabot Square,London,E14 4QJ
Credit Suisse Securities(USA)LLC 11 Madison Avenue,,New York,New York 10010,New York 10010
Credit Suisse AG,Dublin Branch Kilmore House,Park lane,Spencer Dock,Dublin 1,Ireland
Credit Suisse International (ARBN 062787106) One Cabot Square, London E14 4QJ, UK

This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name
sign here
Winston Loke
capacity
Authorised Signatory
date
1-Apr-2020

==> picture [76 x 33] intentionally omitted <==

11

Annexure "D"

This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature
print name
sign here
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Winston Loke
capacity
Authorised Signatory
date
1-Apr-2020

==> picture [76 x 32] intentionally omitted <==

12

Prescribed information

Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and Atlantic
Absolute Return Fund
Transfer date 27-Mar-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

13

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
Bank of New York Mellon
Transfer date 19-Mar-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

14

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
HSBC Bank PLC
Transfer date 26-Mar-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

15

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
ESEC
Transfer date 19-Mar-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

16

Prescribed information
Schedule
Type of agreement Overseas Securities Loan Agreement
Parties to agreement Credit Suisse Securities (USA) LLC and The
Goldman Sachs Agency Lending
Transfer date 19-Mar-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.

17