HUB24 LIMITED — Major Shareholding Notification 2020

Apr 1, 2020

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme HUB24 LIMITED ACN/ARSN ACN 124 891 685

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 30-Mar-2020 The previous notice was given to the company on 23-Mar-2020 The previous notice was dated 23-Mar-2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities(4)	Previous Notice		Present Notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Common Stock	4,650,342	7.40%	3,174,303	5.05%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
See Annexure "A"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
See Annexure "B"

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5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable)	Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
See Annexure "C"

Signature

print name Winston Loke capacity Authorised Signatory sign here date 2-Apr-2020

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Annexure "A"

3. Changes in relevant interests

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change(7)	Class and number of securities affected	Person's votes affected
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	185.68 AUD	26 Common Stock	26
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	243,421.05 AUD	34,696 Common Stock	34,696
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	1,411.50 AUD	200 Common Stock	200
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	11,366.37 AUD	1,623 Common Stock	1,623
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	9,934.90 AUD	1,399 Common Stock	1,399
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	6,720.0 AUD	1,000 Common Stock	1,000
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	49,090.73 AUD	6,879 Common Stock	6,879
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	27,022.30 AUD	3,700 Common Stock	3,700
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	5,327.99 AUD	800 Common Stock	800
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	20,354.04 AUD	2,758 Common Stock	2,758
30-Mar-20	Credit Suisse Equities (Australia) Limited	Acquired on market	14,332.58 AUD	1,944 Common Stock	1,944
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	950.20 AUD	-137 Common Stock	-137
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	15,519.13 AUD	-2,205 Common Stock	-2,205
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	113,828.54 AUD	-16,143 Common Stock	-16,143
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	10,111.64 AUD	-1,474 Common Stock	-1,474
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	8,329.66 AUD	-1,196 Common Stock	-1,196
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	13,313.82 AUD	-1,878 Common Stock	-1,878
30-Mar-20	Credit Suisse Equities (Australia) Limited	Disposed on market	42,622.40 AUD	-6,268 Common Stock	-6,268
30-Mar-20	Credit Suisse Equities (Australia) Limited	Stock returned under ASLA	Refer to Annexure D of Notice	-500,000 Common Stock	-500,000
30-Mar-20	Credit Suisse Equities (Australia) Limited	Stock returned under ASLA	Refer to Annexure D of Notice	-500,000 Common Stock	-500,000

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30-Mar-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure D of Notice	-1,784 Common Stock	-1,784
30-Mar-20	Credit Suisse AG, Dublin branch	Stock returned under Master prime brokerage agreement	Refer to Annexure D of Notice	-138,998 Common Stock	-138,998
30-Mar-20	Credit Suisse AG, Dublin branch	Stock borrowed under Master prime brokerage agreement	Refer to Annexure D of Notice	139,000 Common Stock	139,000
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-300,000 Common Stock	-300,000
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-6,000 Common Stock	-6,000
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-4,000 Common Stock	-4,000
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-83,254 Common Stock	-83,254
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-17,898 Common Stock	-17,898
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-20,990 Common Stock	-20,990
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-30,000 Common Stock	-30,000
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-17,306 Common Stock	-17,306
30-Mar-20	Credit Suisse Securities (Europe) Limited	Stock returned under OSLA	Refer to Annexure D of Notice	-20,533 Common Stock	-20,533

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory sign here date 2-Apr-2020

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Annexure "B"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder(8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	CS Fourth Nominees Pty Limited (ACN 069 126 432)	Credit Suisse Equities (Australia) Limited	Voting rights and right to dispose	967,024 Common Stock	967,024
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	CS Fourth Nominees Pty Limited (ACN 069 126 432)	Credit Suisse Equities (Australia) Limited	Holder of securities subject to an obligation to return under a securities lendingagreement	1,122,907 Common Stock	1,122,907
Credit Suisse Securities (Europe) Limited (ARBN 099554131)	CS Third Nominees Pty Limited (ACN 007 053 849)	Credit Suisse Securities (Europe) Limited	Voting rights and right to dispose	3,787 Common Stock	3,787
Credit Suisse AG, Dublin Branch	CS Third Nominees Pty Limited (ACN 007 053 849)	Credit Suisse AG, Dublin Branch	Holder of securities subject to an obligation to return under a securities lendingagreement	1,008,726 Common Stock	1,008,726
Credit Suisse Funds AG	HSBC Custody Nominees (Australia) Limited (ACN 003 094 568	Credit Suisse Funds AG	Voting rights and right to dispose	65,306 Common Stock	65,306
Credit Suisse International (ARBN 062787106)	HSBC Custody Nominees (Australia) Limited	Credit Suisse International	Voting rights and right to dispose	6,553 Common Stock	6,553

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name sign here	Winston Loke capacity Authorised Signatory date 2-Apr-2020

==> picture [75 x 27] intentionally omitted <==

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Annexure "C"

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007 053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Funds AG	Uetibergstrasse 231,Zurich,8045 Switzerland
Credit Suisse Securities (Europe) Limited (ARBN 099554131)	One Cabot Square,London,E14 4QJ
Credit Suisse Securities(USA)LLC	11 Madison Avenue,,New York,New York 10010,New York 10010
Credit Suisse AG,Dublin Branch	Kilmore House,Park lane,Spencer Dock,Dublin 1,Ireland
Credit Suisse International (ARBN 062787106)	One Cabot Square, London E14 4QJ, UK

This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name sign here	Winston Loke capacity Authorised Signatory
	date 2-Apr-2020

==> picture [75 x 27] intentionally omitted <==

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Annexure "D"

This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature print name sign here	Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory
	date 2-Apr-2020

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Prescribed information

Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Atlantic
	Absolute Return Fund
Transfer date	30-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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Prescribed information

Schedule
Type of agreement	Master Prime Brokerage Securities Lending
	Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch and Regal
	Australian LS Equity Fund
Transfer date	30-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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Prescribed information

Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited and
	State Street Bank and Trust Company
Transfer date	30-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited and
	HSBC Bank PLC
Transfer date	30-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited and
	JPM Chase Bank
Transfer date	30-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordance
	with lender’s instructions provided such
	instructions are received 7 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlier
	upon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of either
	the lender or the borrower, the obligation of the
	borrower to deliver the securities to the lender
	will be netted off against the obligation of the
	lender to return securities or cash held by the
	lender as collateral.

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