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HUB24 LIMITED — Major Shareholding Notification 2019
Apr 11, 2019
65077_rns_2019-04-11_6b81fb49-7187-4852-9e49-7e579ebdfd77.pdf
Major Shareholding Notification
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Corporations Law Section 671B
Form 605
Notice of ceasing to be a substantial holder
To: Company Name/Scheme HUB24 LIMITED
ACN/ARSN
124 891 685
1. Details of substantial holder (1)
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
The previous notice was given to the company on
The previous notice was dated
10 April 2019 9 April 2019 5 April 2019
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change (4) |
Consideration given in relation to change (5) |
Class (6) and Number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: Sign Here: Print Name: Sign Here: |
Philip Alexander Capacity: Authorised signatory |
|---|---|
| Date: 12 April 2019 |
|
| Joanne Chan Capacity: Authorised signatory |
|
| Date: 12 April 2019 |
Contact details for this notice:
----------------------------------------------------Philip Alexander Compliance & Operational Risk Control (T) +852 2971 6074
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HUB - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in Number of securities Class
relation to change
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 424 (29) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 3,309 (222) Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 145,989 9,762 Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 216,706 (14,479) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 32,346 (2,192) Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 28,430 (1,906) Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 18,360 1,224 Ordinary
08-Apr-19 UBS Securities Australia Ltd Sell 26,170 (1,754) Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 87,573 5,900 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 5,781 389 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 6,041 400 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 35,320 2,363 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 2,128 142 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 33,238 2,230 Ordinary
08-Apr-19 UBS Securities Australia Ltd Buy 46,302 3,089 Ordinary
08-Apr-19 UBS AG, Australia Branch Stock received N/A 919 Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 489 (33) Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 502 34 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 207 14 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 207 14 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 30 2 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 458 31 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 517 35 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 59 4 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 162 11 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 458 31 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 487 33 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 207 14 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 177 12 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 44 3 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 428 29 Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 30 (2) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 444 (30) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 14,188 (958) Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 254 (17) Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 192 13 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 429 29 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 104 7 Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 122,265 8,270 Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 90,437 (6,117) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 11,628 (790) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 67,211 (4,549) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 5,583 (377) Ordinary
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09-Apr-19 UBS Securities Australia Ltd Sell 91,459 (6,200) Ordinary
09-Apr-19 UBS Securities Australia Ltd Buy 10,346 700 Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 533 (36) Ordinary
09-Apr-19 UBS Securities Australia Ltd Sell 137,112 (9,272) Ordinary
09-Apr-19 UBS AG, Australia Branch Stock returned N/A (919) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 44 (3) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 73 (5) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 29 (2) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 15 (1) Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 44 3 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 15 1 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 1,136 78 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 7,804 536 Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 83,090 5,583 Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 103,062 (6,931) Ordinary
10-Apr-19 UBS Securities Australia Ltd Sell 6,837 (462) Ordinary
10-Apr-19 UBS Securities Australia Ltd Buy 44 3 Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (5,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (10,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (230,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (62,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (100,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (175,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (100,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (200,000) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (40,234) Ordinary
10-Apr-19 UBS Securities Australia Ltd Stock returned N/A (59,766) Ordinary
10-Apr-19 UBS AG, Australia Branch Stock returned N/A (24,752) Ordinary
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