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Hub Group, Inc. — Director's Dealing 2020
Jan 6, 2020
31640_dirs_2020-01-06_4700e6aa-ede9-42ac-82aa-07a4c2675eee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hub Group, Inc. (HUBG)
CIK: 0000940942
Period of Report: 2020-01-02
Reporting Person: YEAGER DAVID P (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-20 | Class A Common Stock | G | 24000 | — | Disposed | 290250 | Direct |
| 2020-01-02 | Class A Common Stock | A | 20000 | — | Acquired | 310250 | Direct |
| 2020-01-02 | Class A Common Stock | A | 20000 | — | Acquired | 330250 | Direct |
| 2020-01-02 | Class A Common Stock | F | 9162 | $52.49 | Disposed | 321088 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 21454 | Indirect |
| Class B Common Stock | 176276 | Indirect |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
| Class B Common Stock | 51624 | Indirect |
Footnotes
F1: This award of restricted stock vests over a five year period.
F2: This award of restricted stock cliff vests after three years subject to performance based vesting requirements.
F3: The Yeager family members are parties to stockholders' agreement pursuant to which they have agreed to vote all of their shares of Class B Common Stock in accordance with the vote of the holders of a majority of such shares, or in the event of a tie, as directed by the independent members of the Board of Directors. Members of the Yeager family own all 662,296 share of Class B Common Stock.
F4: The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.