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Hub Group, Inc. — Director's Dealing 2014
Jan 6, 2014
31640_dirs_2014-01-06_f68c0560-b815-4e31-bbaa-adb6c8e9eab7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HUB GROUP INC (HUBG)
CIK: 0000940942
Period of Report: 2014-01-02
Reporting Person: WARD JONATHAN P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Class A Common Stock | A | 5000 | — | Acquired | 6666 | Direct |
| 2014-01-02 | Class A Common Stock | F | 330 | $39.33 | Disposed | 6336 | Direct |
Footnotes
F1: Restricted stock subject to a vesting schedule. The restricted stock grant was made by the Board of Directors of Hub Group, Inc. on January 2, 2014.
F2: Since the date of Mr. Ward's last ownership report, he transferred to his ex-wife pursuant to a domestic relations order: (i) 1,006 shares of fully vested Class A Common Stock, (ii) 1,667 unvested shares of Class A Common Stock (with half of such unvested shares vesting on January 2, 2014 and half scheduled to vest on January 2, 2015) and (iii) 100% of Mr. Ward's restricted stock unit award granted on January 2, 2013. Mr. Ward no longer reports as beneficially owned any shares or restricted stock units owned by his ex-wife.
F3: Disposition of shares to satisfy withholding tax obligations with respect to 833 shares on which restrictions lapsed as of 1/2/2014.
F4: 5,833 of the shares of Class A Common Stock are restricted stock subject to vesting requirements.