Huatai Securities Co., Ltd — Capital/Financing Update 2021

Apr 21, 2021

This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities.

This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States. The securities have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or the securities law of any state of the United States or other jurisdiction. The securities are being offered and sold outside the United States in reliance on Regulation S under the Securities Act and may not be sold within the United States absent registration or an exemption from registration under the Securities Act. No public offering of the securities will be made in the United States or in any other jurisdiction where such an offering is restricted or prohibited.

NOTICE OF LISTING ON THE STOCK EXCHANGE OF HONG KONG LIMITED

PIONEER REWARD LIMITED

(incorporated in the British Virgin Islands with limited liability)

(the “Issuer”)

U.S.$100,000,000 1.30 PER CENT. GUARANTEED BONDS DUE 2024 (THE “NEW BONDS”) CONSOLIDATED AND FORM A SINGLE SERIES WITH THE U.S.$800,000,000 1.30 PER CENT. GUARANTEED BONDS DUE 2024 ISSUED ON 9 APRIL 2021

(Stock Code: 40643)

unconditionally and irrevocably guaranteed by

HUATAI SECURITIES CO., LTD. （華泰證券股份有限公司）

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(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name and carrying on business in Hong Kong as HTSC) (the “Guarantor”) (Stock Code: 6886)

Joint Global Coordinators, Joint Lead Managers and Joint Bookrunners

Huatai International

ICBC Singapore

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Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in the New Bonds by way of debt issues to professional investors (as defined in Chapter 37 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited) only as described in the Offering Circular relating to the New Bonds dated 13 April 2021. Permission for the listing of, and dealing in, the New Bonds is expected to become effective on 21 April 2021.

As at the date of this announcement, the sole director of Pioneer Reward Limited is Mr. Chung Chi Chuen Ryan.

Huatai Securities Co., Ltd.

21 April 2021

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