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H&R BLOCK INC — Director's Dealing 2007
Jul 4, 2007
30865_dirs_2007-07-03_e29d7fb9-6bf7-4f44-8fb1-ccd429277ca1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: H&R BLOCK INC (HRB)
CIK: 0000012659
Period of Report: 2007-06-30
Reporting Person: TRUBECK WILLIAM L (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-07-02 | Phantom Stock | A | 122.52 | $23.8900 | Acquired | 1514.3330 | Direct |
| 2007-07-02 | Phantom Stock | A | 7.818 | $23.1300 | Acquired | 1522.1510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-30 | Call Option to Purchase | $23.3700 | A | 125000 | Acquired | 2017-06-30 | Common Stock, without par value (125000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, without par value | 37114.5162 | Direct |
| Common Stock, without par value | 791.4100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Call Option to Purchase | $24.9050 | 2014-10-04 | Common Stock, without par value (100000.0000) | 100000.0000 | Direct |
| Call Option to Purchase | $29.1750 | 2015-06-30 | Common Stock, without par value (100000.0000) | 100000.0000 | Direct |
| Call Option to Purchase | $23.8600 | 2016-06-30 | Common Stock, without par value (125000.0000) | 125000.0000 | Direct |
Footnotes
F1: Shares of stock units are held in the H&R Block Deferred Compensation Plan for Executives or the H&R Block Deferred Compensation Plan for Directors.
F2: Units acquired under the H&R Block Deferred Compensation Plan for Executives, as Amended and Restated. Each unit has the value of one share of Common Stock.
F3: Units acquired through dividend reinvestment under the H&R Block Deferred Compensation Plan for Executives, as Amended and Restated. Each unit has the value of one share of Common Stock.
F4: Balance has been adjusted to (a) exclude Performance Shares previously reported (not reportable) and (b) separately report all units held in deferred compensation plan accounts as phantom stock.
F5: The option vests in three equal annual installments beginning on the first anniversary of the date of grant.