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H&R BLOCK INC — Director's Dealing 2003
May 2, 2003
30865_dirs_2003-05-02_fa68122d-2750-4d65-aab4-496fa12189e3.zip
Director's Dealing
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4 1 blo21.htm FORM 4 FOR BLOCH SEC Form 4
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
| 1. Name and Address of Reporting Person * Bloch, Thomas M. (Last) (First) (Middle) 4400 Main Street (Street) Kansas City, MO 64111 (City) (State) (Zip) USA | |
|---|---|
| 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year May 01, 2003 5. If Amendment, Date of Original (Month/Day/Year) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 3. Transaction Code and Voluntary Code (Instr. 8) Code | V | 4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|---|---|---|
| Common Stock, without par value | 05/01/2003 | S | | 3,000.0000(1) | D | $37.7000 | 98,112.0000 (2) | D | |
| Common Stock, without par value | 05/01/2003 | S | | 250.0000 | D | $37.7000 | I | By Trust (3) | |
| Common Stock, without par value | 05/01/2003 | S | | 250.0000 | D | $37.7000 | 20,000.0000 | I | By Trust (4) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC 1474 (9-02)
Bloch, Thomas M. - May 01, 2003
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) | 2. Conver- sion or Exercise Price of Deri- vative Security | 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transactions (Instr.4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.4) |
|---|---|---|---|---|---|
| Call Option to Purchase | $32.2750 | 06/30/2002 | 06/30/2011 | Common Stock, without par value - 6,000 | 6,000 | D |
| Call Option to Purchase | $46.1500 | 06/30/2003 | 06/30/2012 | Common Stock, without par value - 4,000 | 4,000 | D |
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: Michael K. Post per Power of Attorney 05-02-2003 ** Signature of Reporting Person Date Thomas M. Bloch Page 2
Bloch, Thomas M. - May 01, 2003
Form 4 (continued)
FOOTNOTE Descriptions for H&R Block, Inc. HRB Form 4 - May 2003 Thomas M. Bloch 4400 Main Street Kansas City, MO 64111 Explanation of responses: (1) The shares, held by the Thomas Morton Bloch Irrevocable Trust of which I am the beneficiary, were sold pursuant to a Rule 10b5-1 pre-arranged trading program, effective October 1, 2002. (2) As of reporting date, this figure includes 98,000 shares held by the Thomas Morton Bloch Irrevocable Trust of which I am the beneficiary. (3) The shares, held by the Jason M. Bloch Irrevocable Gift Trust, were sold pursuant to a Rule 10b5-1 pre-arranged trading program, effective October 1, 2002. Balance in Trust following reported transaction is 10,000 shares. (4) The shares, held by the Edward S. Bloch Irrevocable Gift Trust, were sold pursuant to a Rule 10b5-1 pre-arranged trading program, effective October 1, 2002. Balance in Trust following reported transaction is 10,000 shares.
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