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HP INC — Director's Dealing 2022
Dec 2, 2022
30213_dirs_2022-12-01_53341838-e987-47e7-a61f-2caa8bc47606.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2022-11-29
Reporting Person: Tran Tuan (Pres Imaging Prtng & Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-29 | Common Stock | M | 171176 | $0.00 | Acquired | 232641 | Direct |
| 2022-11-29 | Common Stock | F | 62258 | $28.88 | Disposed | 170383 | Direct |
| 2022-12-01 | Common Stock | S | 108918 | $29.99 | Disposed | 61465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-29 | Performance Adjusted Restricted Stock Units | $ | M | 171176 | Disposed | Common Stock (171176) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 884.605 | Indirect |
Footnotes
F1: Includes 800 shares acquired under HP's 2021 employee stock purchase plan on 4/29/2022.
F2: Shares withheld by HP to satisfy tax withholding upon vesting.
F3: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of 9/29/2022.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.79-$30.225, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Includes shares acquired and dividends earned through October 31, 2022 in the HP Inc. 401(k) Plan.
F6: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.
F7: As previously reported, on 12/6/2019 the reporting person was granted 122,999 PARSUs. On 11/29/2022, 155,901 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 15,275 vested dividend equivalent units.