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HP INC — Director's Dealing 2022
Dec 9, 2022
30213_dirs_2022-12-09_047d70ee-b2d3-4dfc-a07a-c34e838f7acf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2022-12-07
Reporting Person: Tran Tuan (Pres Imaging Prtng & Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-07 | Common Stock | M | 86100 | $0.00 | Acquired | 147565 | Direct |
| 2022-12-07 | Common Stock | F | 31985 | $27.83 | Disposed | 115580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-07 | Restricted Stock Units | $ | M | 21196 | Disposed | Common Stock (21196) | Direct | |
| 2022-12-07 | Restricted Stock Units | $ | M | 32768 | Disposed | Common Stock (32768) | Direct | |
| 2022-12-07 | Restricted Stock Units | $ | M | 32136 | Disposed | Common Stock (32136) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 884.605 | Indirect |
Footnotes
F1: Shares withheld by HP to satisfy tax withholding upon vesting.
F2: Includes shares acquired and dividends earned through October 31, 2022 in the HP Inc. 401(k) Plan.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F4: As previously reported, on 12/7/2021, the reporting person was granted 61,679 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 637 vested dividend equivalent rights.
F5: As previously reported, on 12/7/2020, the reporting person was granted 92,905 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,800 vested dividend equivalent rights.
F6: As previously reported, on 12/6/2019, the reporting person was granted 87,805 RSUs, 1/3 of which vested annually over 3 years on the anniversary of 12/7/2019. Dividend equivalent rights accrued with respect to these RSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,867 vested dividend equivalent rights.