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HP INC — Director's Dealing 2021
Mar 4, 2021
30213_dirs_2021-03-03_a000afa1-0f17-498e-b793-d4c8be018bf2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2021-03-01
Reporting Person: Tran Tuan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 14593.00 | $17.29 | Acquired | 107273.00 | Direct |
| 2021-03-01 | Common Stock | S | 14593.00 | $29.39 | Disposed | 92680.00 | Direct |
| 2021-03-01 | Common Stock | M | 21694.00 | $13.83 | Acquired | 114374.00 | Direct |
| 2021-03-01 | Common Stock | S | 21694.00 | $29.41 | Disposed | 92680.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Employee Stock Option (right to buy) | $17.29 | M | 14593.00 | Disposed | 2022-12-09 | Common Stock (14593.00) | Direct |
| 2021-03-01 | Employee Stock Option (right to buy) | $13.83 | M | 21694.00 | Disposed | 2023-11-01 | Common Stock (21694.00) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/31/2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36-$29.47, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36-$29.52, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This option became exercisable beginning on this date contingent to certain performance conditions.
F5: This option is no longer exercisable following this date.