Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HP INC Director's Dealing 2021

Mar 4, 2021

30213_dirs_2021-03-03_a000afa1-0f17-498e-b793-d4c8be018bf2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2021-03-01

Reporting Person: Tran Tuan (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock M 14593.00 $17.29 Acquired 107273.00 Direct
2021-03-01 Common Stock S 14593.00 $29.39 Disposed 92680.00 Direct
2021-03-01 Common Stock M 21694.00 $13.83 Acquired 114374.00 Direct
2021-03-01 Common Stock S 21694.00 $29.41 Disposed 92680.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-01 Employee Stock Option (right to buy) $17.29 M 14593.00 Disposed 2022-12-09 Common Stock (14593.00) Direct
2021-03-01 Employee Stock Option (right to buy) $13.83 M 21694.00 Disposed 2023-11-01 Common Stock (21694.00) Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/31/2020.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36-$29.47, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36-$29.52, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This option became exercisable beginning on this date contingent to certain performance conditions.

F5: This option is no longer exercisable following this date.