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HP INC Director's Dealing 2021

Nov 3, 2021

30213_dirs_2021-11-02_8c9038db-e1f5-4d8e-9a00-68f76b08c19a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2021-10-29

Reporting Person: Anderson Harvey (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-29 Common Stock M 4744.00 $0.00 Acquired 4744.00 Direct
2021-10-29 Common Stock F 1652.00 $30.33 Disposed 3122.00 Direct
2021-10-29 Common Stock M 3852.00 $0.00 Acquired 6974.00 Direct
2021-10-29 Common Stock F 1333.00 $30.33 Disposed 5641.00 Direct
2021-10-31 Common Stock M 7168.00 $0.00 Acquired 12809.00 Direct
2021-10-31 Common Stock F 2479.00 $30.33 Disposed 10330.00 Direct
2021-11-02 Common Stock S 7811.00 $31.26 Disposed 2519.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-29 Restricted Stock Units $ M 4744.00 Disposed Common Stock (4744.00) Direct
2021-10-29 Restricted Stock Units $ M 3852.00 Disposed Common Stock (3852.00) Direct
2021-10-31 Restricted Stock Units $ M 7168.00 Disposed Common Stock (7168.00) Direct

Footnotes

F1: Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs").

F2: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2020.

F3: Each RSU represents a contingent right to receive one share of HP common stock.

F4: On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.

F5: On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.

F6: On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.