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HP INC — Director's Dealing 2021
Nov 3, 2021
30213_dirs_2021-11-02_8c9038db-e1f5-4d8e-9a00-68f76b08c19a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2021-10-29
Reporting Person: Anderson Harvey (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Common Stock | M | 4744.00 | $0.00 | Acquired | 4744.00 | Direct |
| 2021-10-29 | Common Stock | F | 1652.00 | $30.33 | Disposed | 3122.00 | Direct |
| 2021-10-29 | Common Stock | M | 3852.00 | $0.00 | Acquired | 6974.00 | Direct |
| 2021-10-29 | Common Stock | F | 1333.00 | $30.33 | Disposed | 5641.00 | Direct |
| 2021-10-31 | Common Stock | M | 7168.00 | $0.00 | Acquired | 12809.00 | Direct |
| 2021-10-31 | Common Stock | F | 2479.00 | $30.33 | Disposed | 10330.00 | Direct |
| 2021-11-02 | Common Stock | S | 7811.00 | $31.26 | Disposed | 2519.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Restricted Stock Units | $ | M | 4744.00 | Disposed | Common Stock (4744.00) | Direct | |
| 2021-10-29 | Restricted Stock Units | $ | M | 3852.00 | Disposed | Common Stock (3852.00) | Direct | |
| 2021-10-31 | Restricted Stock Units | $ | M | 7168.00 | Disposed | Common Stock (7168.00) | Direct |
Footnotes
F1: Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs").
F2: The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2020.
F3: Each RSU represents a contingent right to receive one share of HP common stock.
F4: On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights.
F5: On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights.
F6: On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights.