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HP INC — Director's Dealing 2021
Dec 9, 2021
30213_dirs_2021-12-09_9d80642e-4bd8-4d36-8226-e4d60045a65c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2021-12-07
Reporting Person: Weiszhaar Barbara Barton (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-07 | Common Stock | M | 20447.00 | $0.00 | Acquired | 20447.00 | Direct |
| 2021-12-07 | Common Stock | F | 4535.00 | $37.29 | Disposed | 15912.00 | Direct |
| 2021-12-09 | Common Stock | S | 15912.00 | $36.06 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-07 | Restricted Stock Units | $ | A | 14749.00 | Acquired | Common Stock (14749.00) | Direct | |
| 2021-12-07 | Restricted Stock Units | $ | M | 3616.00 | Disposed | Common Stock (3616.00) | Direct | |
| 2021-12-07 | Restricted Stock Units | $ | M | 8762.00 | Disposed | Common Stock (8762.00) | Direct | |
| 2021-12-07 | Restricted Stock Units | $ | M | 8069.00 | Disposed | Common Stock (8069.00) | Direct |
Footnotes
F1: Shares withheld by HP to satisfy tax withholding upon vesting.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04-$36.075, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F4: On 12/7/2021, the reporting person was granted 14,749 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
F5: As previously reported, on 12/7/2020, the reporting person was granted 10,557 RSUs, 3,519 of which vested on 12/7/2021, and 3,519 of which is scheduled to vest on each of 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 97 vested dividend equivalent rights.
F6: As previously reported, on 12/6/2019, the reporting person was granted 24,634 RSUs, 8,211 of which vested on each of 12/7/2020 and 12/7/2021, and 8,212 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 551 vested dividend equivalent rights.
F7: As previously reported, on 12/7/2018, the reporting person was granted 22,024 RSUs, 7,341 of which vested on each of 12/7/2019 and 12/7/2020 and 7,342 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 727 vested dividend equivalent rights.