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HP INC — Director's Dealing 2018
Dec 12, 2018
30213_dirs_2018-12-11_28b9d688-d76f-48e0-aa55-602638518689.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2018-12-07
Reporting Person: Rivera Kim M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-07 | Common Stock | M | 45445.00 | $0.00 | Acquired | 132647.00 | Direct |
| 2018-12-07 | Common Stock | F | 22533.00 | $22.93 | Disposed | 110114.00 | Direct |
| 2018-12-09 | Common Stock | M | 31309.00 | $0.00 | Acquired | 141423.00 | Direct |
| 2018-12-09 | Common Stock | F | 15524.00 | $22.93 | Disposed | 125899.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-07 | Restricted Stock Units | $ | A | 87222.00 | Acquired | Common Stock (87222.00) | Direct | |
| 2018-12-07 | Performance Adjusted Restricted Stock Units | $ | A | 120262.00 | Acquired | Common Stock (120262.00) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 23949.00 | Disposed | Common Stock (23949.00) | Direct | |
| 2018-12-07 | Restricted Stock Units | $ | M | 21496.00 | Disposed | Common Stock (21496.00) | Direct | |
| 2018-12-09 | Restricted Stock Units | $ | M | 31309.00 | Disposed | Common Stock (31309.00) | Direct |
Footnotes
F1: 22,533 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
F2: 15,524 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.
F3: Each RSU represents a contingent right to receive one share of HP common stock.
F4: On 12/7/2018, the reporting person was granted 87,222 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
F5: On 12/7/2018, the reporting person was granted 120,262 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.
F6: On 12/7/2016, the reporting person was granted 68,111 RSUs, 22,703 of which vested on 12/7/2017, 22,704 of which vested on 12/7/2018, and 22,704 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,245 vested dividend equivalent rights.
F7: On 12/7/2017, the reporting person was granted 62,947 RSUs, 20,982 of which vested on 12/7/2018, 20,982 of which are scheduled to vest on 12/7/2019, and 20,983 of which will vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 514 vested dividend equivalent rights.
F8: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on each of 12/9/2016 and 12/9/2017, and of which 28,627 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,682 vested dividend equivalent rights.