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HP INC — Director's Dealing 2017
Apr 5, 2017
30213_dirs_2017-04-05_646aac0b-8367-4a7f-90e4-2dbbe8fb678a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-04-03
Reporting Person: LESJAK CATHERINE A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock | M | 337576.00 | $6.40 | Acquired | 599775.00 | Direct |
| 2017-04-03 | Common Stock | M | 120000.00 | $12.49 | Acquired | 719775.00 | Direct |
| 2017-04-03 | Common Stock | S | 719775.00 | $17.5965 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Employee Stock Option (right to buy) | $6.40 | M | 337576.00 | Disposed | 2020-12-05 | Common Stock (337576.00) | Direct |
| 2017-04-03 | Employee Stock Option (right to buy) | $12.49 | M | 120000.00 | Disposed | 2021-12-10 | Common Stock (120000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 306.00 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44-$17.93, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: There is no reportable change since the last filing. This is a reiteration of holdings only.
F4: This option became fully vested and exercisable on 9/17/2015.
F5: This option is no longer exercisable following this date.
F6: This option became fully vested and exercisable on 12/11/2016.