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HP INC — Director's Dealing 2017
Dec 7, 2017
30213_dirs_2017-12-06_cbca1301-fa94-4a08-aac5-dac7fdbf0bcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-12-04
Reporting Person: KEOGH TRACY S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-04 | Common Stock | M | 29291.00 | $0.00 | Acquired | 144086.00 | Direct |
| 2017-12-04 | Common Stock | F | 15285.00 | $21.08 | Disposed | 128801.00 | Direct |
| 2017-12-04 | Common Stock | M | 88073.00 | $0.00 | Acquired | 216874.00 | Direct |
| 2017-12-04 | Common Stock | F | 45957.00 | $21.08 | Disposed | 170917.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-04 | Performance Adjusted Restricted Stock Units | $ | M | 29291.00 | Disposed | Common Stock (29291.00) | Direct | |
| 2017-12-04 | Performance Adjusted Restricted Stock Units | $ | M | 88073.00 | Disposed | Common Stock (88073.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: As previously reported, on 12/11/2014 the reporting person was granted 46,457 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 23,228 PARSUs vested and, on 12/4/2017, 27,341 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,950 vested dividend equivalent units.
F3: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 82,207 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,866 vested dividend equivalent units.