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HP INC — Director's Dealing 2017
Dec 12, 2017
30213_dirs_2017-12-12_b77a04b7-7ece-4307-889f-4b8339071343.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-12-09
Reporting Person: Rivera Kim M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 30608.00 | $0.00 | Acquired | 79553.00 | Direct |
| 2017-12-09 | Common Stock | F | 15973.00 | $21.07 | Disposed | 63580.00 | Direct |
| 2017-12-12 | Common Stock | S | 14635.00 | $21.0767 | Disposed | 48945.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 30608.00 | Disposed | Common Stock (30608.00) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU"') represents a contingent right to receive one share of HP common stock.
F2: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2016.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.99-$21.18, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: On 12/9/2015, the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which vested on 12/9/2017 and 28,627 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,982 vested dividend equivalent rights.