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HP INC — Director's Dealing 2017
Dec 12, 2017
30213_dirs_2017-12-12_c3abd70c-76dc-47ea-be1e-6303a4143702.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2017-12-09
Reporting Person: COUGHLIN RON (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-09 | Common Stock | M | 41204.00 | $0.00 | Acquired | 163511.00 | Direct |
| 2017-12-09 | Common Stock | F | 21502.00 | $21.07 | Disposed | 142009.00 | Direct |
| 2017-12-10 | Common Stock | M | 7859.00 | $0.00 | Acquired | 149868.00 | Direct |
| 2017-12-10 | Common Stock | F | 4102.00 | $21.07 | Disposed | 145766.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-09 | Restricted Stock Units | $ | M | 41204.00 | Disposed | Common Stock (41204.00) | Direct | |
| 2017-12-10 | Restricted Stock Units | $ | M | 7859.00 | Disposed | Common Stock (7859.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: On 12/9/2015, the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which vested on 12/9/2017 and 38,536 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,668 vested dividend equivalent rights.
F3: On 12/10/2014, the reporting person was granted 21,618 RSUs, 7,205 of which vested on each of 9/17/2015 and 12/10/2016, and 7,208 of which vested on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 651 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.