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HP INC — Director's Dealing 2016
Mar 21, 2016
30213_dirs_2016-03-21_8731f166-915b-441d-b287-01e6e2cc6dd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-03-17
Reporting Person: LESJAK CATHERINE A (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-17 | Common Stock | M | 18580 | $6.40 | Acquired | 99553 | Direct |
| 2016-03-17 | Common Stock | S | 18580 | $11.96 | Disposed | 80973 | Direct |
| 2016-03-18 | Common Stock | M | 305730 | $6.40 | Acquired | 386703 | Direct |
| 2016-03-18 | Common Stock | S | 305730 | $11.96 | Disposed | 80973 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-17 | Employee Stock Option (right to buy) | $6.40 | M | 18580 | Disposed | 2016-12-05 | Common Stock (18580) | Direct |
| 2016-03-18 | Employee Stock Option (right to buy) | $6.40 | M | 305730 | Disposed | 2016-12-05 | Common Stock (305730) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29549 | Indirect |
| Common Stock | 306 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/15.
F2: There is no reportable change since the last filing. This is a reiteration of holdings only.
F3: On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
F4: This option became exercisable beginning on this date.
F5: This option is no longer exercisable beginning on this date.