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HP INC — Director's Dealing 2016
Nov 1, 2016
30213_dirs_2016-11-01_d47aa4b4-4d1a-4ed3-bab8-d24aefd1dae4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-10-30
Reporting Person: FLAXMAN JON E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-30 | Common Stock | M | 48596.00 | $14.09 | Acquired | 73127.00 | Direct |
| 2016-10-30 | Common Stock | F | 17164.00 | $14.09 | Disposed | 55963.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-30 | Restricted Stock Units | $ | M | 48596.00 | Disposed | Common Stock (48596.00) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2: On 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 vested on 10/30/2016 and 46,779 of which will vest on 10/30/2017 and 46,779 of which will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.