AI assistant
HP INC — Director's Dealing 2016
Nov 3, 2016
30213_dirs_2016-11-03_280a1ec0-2dd5-4e96-bace-65d6a0940b4d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HP INC (HPQ)
CIK: 0000047217
Period of Report: 2016-11-02
Reporting Person: KEOGH TRACY S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-02 | Common Stock | M | 36307.00 | $14.65 | Acquired | 165386.00 | Direct |
| 2016-11-02 | Common Stock | F | 18946.00 | $14.65 | Disposed | 146440.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-02 | Restricted Stock Units | $ | M | 36307.00 | Disposed | Common Stock (36307.00) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F2: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, and 34,948 of which will vest on 11/2/2017 and 34,949 will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,359 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F3: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.